Form D · Private Equity Fund
Galton Offshore Mortgage Recovery Fund III Ltd.
Grand Cayman, E9 · CIK 0001592463
Offering snapshot reported Nov 21, 2013 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 21, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-206730
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Mariner Group Capital Markets, Inc. | 25878 |
Source: Form D, filed Nov 21, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin J. Finnerty | Director |
| Charles R. Howe Ii | Director |
| Matthew Whalen | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Stuarts Corporate Services Ltd. Box 2510
Grand Cayman, E9, KY1-1104
Phone: 345-815-7642
Grand Cayman, E9, KY1-1104
Phone: 345-815-7642