Form D · Hedge Fund

Gallinule Fund

Grand Cayman, E9 · CIK 0001515603

Offering snapshot reported Jan 20, 2015 · SEC filing

Reported sold
$222M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Mar 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$146M$293MMay 19, 2011: $172,751,804.00May 19, 2011May 18, 2012: $292,666,657.00May 18, 2012May 17, 2013: $263,681,479.00May 17, 2013May 19, 2014: $232,877,284.00May 19, 2014Jul 25, 2014: $222,295,855.00Jan 20, 2015: $221,944,675.00Jan 20, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$222,295,855 → $221,944,675

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 20, 2015Amendment$221,944,675-$351,180vs Jul 25, 20141SEC filing
Jul 25, 2014Amendment$222,295,855-$10,581,429vs May 19, 20141SEC filing
May 19, 2014Amendment$232,877,284-$30,804,195vs May 17, 20131SEC filing
May 17, 2013Amendment$263,681,479-$28,985,178vs May 18, 20121SEC filing
May 18, 2012Amendment$292,666,657$119,914,853vs May 19, 20111SEC filing
May 19, 2011Initial$172,751,804No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-160067

Source: Form D, filed Jan 20, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE GALLINULE FUND

Investment adviser: PARVUS ASSET MANAGEMENT JERSEY LIMITED

Gross asset value
$213M
Beneficial owners
1
ADV minimum commitment
$5M

Reported in Form ADV on Jun 29, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS DUBLIN, Ireland
Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY TRUST NATIONAL ASSOCIATION JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Marketer PARVUS ASSET MANAGEMENT (SERVICES) LLP LONDON, United Kingdom Related to adviser: Yes
Prime broker HSBC BANK PLC LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Prime broker UBS AG LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Filing source

Form ADV 929795 · Jun 29, 2015 · Schedule D 7.B.(1), fund 805-9773916233

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Alessandro Baldin Director
Andrew Galloway Director
Eric Yann Le Boulch Director
Edoardo Mercadante Director
Parvus Asset Management Europe Limited Promoter
Parvus Asset Management (Services) Llp Promoter
Parvus Asset Management (Uk) Llp Promoter
Adrian Waters Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O The Gallinule Fund Ugland House, Po Box 309
Grand Cayman, E9, KY1-1104