Form D · Other
Galleon Ventures LLC
Santa Monica, CA · CIK 0001533980
Offering snapshot reported Jan 3, 2012 · SEC filing
- Reported sold
- $1.04M Indefinite offering
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 30, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 3, 2012 | Initial | $1,043,275 | No comparison | 14 | SEC filing |
Offering details
- Securities
- Equity, Debt, Security to be acquired, Other
- Exemptions
- 04, 06, 04.3
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $40.3K (estimated)
- Form D file number
- 021-171023
Equity and Debt Convertible into Equity
Fees that may be payable under Potential Investor Introduction Agreement(s).
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sean P. Tucker | None |
Source: Form D, filed Jan 3, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sean P Tucker | Director, Executive, Promoter |
Issuer details
Industry: Other (See others in industry)
Address:
520 Broadway, Suite 350
Santa Monica, CA, 90401
Santa Monica, CA, 90401