Form D · Hedge Fund

Galena Energy Fund Ltd

George Town, Grand Cayman, E9 · CIK 0001557863

Offering snapshot reported Jan 17, 2013 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $100K
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 17, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-190459

Compensation equal to 15% (fifteen percent) of total management and incentive fees received by Manager on the assets raised by the Selling Agent (as defined in the Selling Agreement) and held by the Funds.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Alternative Asset Investment Management Securities, LLC	135131

Source: Form D, filed Jan 17, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GALENA ENERGY FUND LIMITED

Investment adviser: GALENA ASSET MANAGEMENT B.V., AMSTERDAM, GENEVA BRANCH

Gross asset value: $9.06M
Beneficial owners: 9
ADV minimum commitment: $100K

Reported in Form ADV on Jul 21, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON SA, BRUSSELS BRUSSELS, Belgium Related to adviser: No

Marketer ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
CRD 135131 · SEC 8-66889

Filing source

Form ADV 835247 · Jul 21, 2014 · Schedule D 7.B.(1), fund 805-3948512112

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Galena Energy Fund Ltd (this fund)	Jan 17, 2013	Yet to sell	0
Galena Energy Fund (II) Ltd	Jan 17, 2013	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Martin Byrne	Director
N/A N/A Galena Asset Management B.V.	Promoter
Sarah Kelly	Director
Jeremy Weir	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

International Management Services Ltd. 3 Rd Floor Harbour Centre, P.O. Box 61
George Town, Grand Cayman, E9, KY1-1102