Form D · Hedge Fund

Galena Commodity Trade Finance Fund Ltd

George Town, Grand Cayman, E9 · CIK 0001557864

Offering snapshot reported Dec 21, 2015 · SEC filing

Reported sold
$2.29M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 3, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.15M$2.29MJan 17, 2013: $1,003,838.00Jan 17, 2013Jan 17, 2014: $2,000,000.00Jan 17, 2014Jan 6, 2015: $2,000,000.00Jan 6, 2015Dec 21, 2015: $2,293,838.00Dec 21, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,000,000 → $2,293,838

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 21, 2015Amendment$2,293,838$293,838vs Jan 6, 20151SEC filing
Jan 6, 2015Amendment$2,000,000$0vs Jan 17, 20141SEC filing
Jan 17, 2014Amendment$2,000,000$996,162vs Jan 17, 20131SEC filing
Jan 17, 2013Initial$1,003,838No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-190460
Compensation equal to 15% (fifteen percent) of total management and incentive fees received by Manager on the assets raised by the Selling Agent (as defined in the Selling Agreement) and held by the Fund.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Alternative Asset Investment Management Securities, LLC135131

Source: Form D, filed Dec 21, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GALENA COMMODITY TRADE FINANCE FUND LIMITED

Investment adviser: GALENA ASSET MANAGEMENT LIMITED

Gross asset value
$84.9M
Beneficial owners
40
ADV minimum commitment
$100K

Reported in Form ADV on Oct 13, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands
Custodian THE BANK OF NEW YORK MELLON SA, BRUSSELS BRUSSELS, Belgium Related to adviser: No
Marketer ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
CRD 135131 · SEC 8-66889

Filing source

Form ADV 849048 · Oct 13, 2014 · Schedule D 7.B.(1), fund 805-1066243450

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Martin Byrne Director
N/A N/A Galena Asset Management Limited Promoter
N/A N/A Galena Asset Management Sa Promoter
Sarah Kelly Director
Duncan Letchford Director
Darren Stainrod Director
Jeremy Weir Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House, South Church Street,
George Town, Grand Cayman, E9, KY1-1104