Form D · Venture Capital Fund

Galen CDx SPV LLC

Stamford, CT · CIK 0001709347

Offering snapshot reported Jul 20, 2017 · SEC filing

Reported sold
$14.5M
Offering amount: $14.5M
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 7, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.25M$14.5MJul 20, 2017: $14,502,000.00Jul 20, 2017Jul 20, 2017: $14,502,000.00Jul 20, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 20, 2017Initial$14,502,000No comparison2SEC filing
Jul 20, 2017Amendment$14,502,000$0vs Jul 20, 20172SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$244K
Finders' fees
$0
Form D file number
021-291167

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Profor Securities, LLC136084

Source: Form D, filed Jul 20, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GALEN CDX SPV LLC

Investment adviser: GALEN HEALTHCARE MANAGEMENT, LLC

Gross asset value
$1.89M
Beneficial owners
2
ADV minimum commitment
$6.82M

Reported in Form ADV on Apr 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 2100452 · Apr 30, 2026 · Schedule D 7.B.(1), fund 805-2130242570

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Philip Borden Director
N/A N/A Galen C Dx Spv Manager Llc Promoter
N/A N/A Galen Spv Management Llc Promoter
David Jahns Director
Zubeen Shroff Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
680 Washington Blvd
Stamford, CT, 06901