Form D · Other
GAIA Principal, LLC
Minneapolis, MN · CIK 0001676498
Offering snapshot reported Aug 2, 2017 · SEC filing
- Reported sold
- $4.54M Offering amount: $10M
- Investors reported
- 55 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Aug 3, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 55
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 2, 2017 | Amendment | $4,542,000 | No comparison | 55 | SEC filing |
| Aug 2, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-268168
Source: Form D, filed Aug 2, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Laurence Anderson | Director |
| Mark Bachman | Director, Executive |
| Thomas Dean | Director |
| Jason Huse | Executive |
| Todd Lloyd | Director |
| Seth Tribon | Director |
Issuer details
Industry: Other (See others in industry)
Address:
323 Elmwood Place West
Minneapolis, MN, 55419
Minneapolis, MN, 55419