Form D · Other Investment Fund

Agility Multi-Asset Income Fund

Milwaukee, WI · CIK 0001499947

Offering snapshot reported Jul 26, 2024 · SEC filing

Reported sold
$743M
Indefinite offering
Investors reported
2,042
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Oct 1, 2010
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 26, 2024Initial$742,929,992No comparison2,042SEC filing
Jul 28, 2023Amendment$742,149,508$1,091,864vs Jul 28, 20221,566SEC filing
Jul 28, 2022Amendment$741,057,644$4,505,949vs Jul 28, 2021554SEC filing
Jul 28, 2021Amendment$736,551,695No comparisonNot reportedSEC filing
Jul 29, 2020Amendment$732,953,354$6,885,572vs Aug 5, 2019916SEC filing
Aug 5, 2019Amendment$726,067,782$38,210,159vs Sep 25, 20181,225SEC filing
Sep 25, 2018Amendment$687,857,623$32,462,340vs Aug 16, 20172,613SEC filing
Aug 16, 2017Amendment$655,395,283$10,947,500vs Aug 26, 20162,853SEC filing
Aug 26, 2016Amendment$644,447,783$111,046,659vs Dec 23, 20142,680SEC filing
Dec 23, 2014Amendment$533,401,124$37,017,840vs Sep 25, 20142,191SEC filing
Sep 25, 2014Amendment$496,383,284$181,038,639vs Dec 18, 20132,025SEC filing
Dec 18, 2013Amendment$315,344,645$46,210,085vs Dec 18, 20121,318SEC filing
Dec 18, 2012Amendment$269,134,560No comparison1,058SEC filing
Dec 28, 2011Amendment$152,196,100No comparison619SEC filing
Aug 29, 2011Amendment$152,196,100No comparison619SEC filing
Sep 3, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$1.03M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-519850

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Advisors, LLC19616

Source: Form D, filed Jul 26, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Philip W. Alfonsin Executive
N/A Alternative Strategies Group, Inc. Promoter
James F. Angelos Executive
Brigid Breen Executive
Sheelpa P. Brown Executive
N/A Cerity Partners Ocio Llc. Promoter
Darrell Cronk Director, Executive
James Dean Director
Doretta Dunegan Executive
James Dunn Director
Terrance P. Gallagher Director
Stephen Golding Director
James Hille Director
Jonathan Hook Director
David G. Lee Director
Lloyd Lipsett Executive
Ann Maurer Executive
Daniel Mavico Executive
Jack Mc Minn Executive
Kent E. Muckel Executive
Bernadette Murphy Executive
Yukari Nakano Director, Executive
Sean Nicolosi Executive
Britta Perkio Patterson Executive
N/A Perella Weinberg Partners Capital Management, Lp Promoter
N/A Perella Weinberg Partners Captial Management, Lp Promoter
Britta Perkio Executive
Michael Roman Executive
George Schaeffer Executive
Dennis Schmal Director
Perpetua Seidenberg Executive
Robert Seyferth Director
Gary E. Shugrue Director
Gregory Sigmund Executive
Adam I. Taback Executive
N/A Wells Fargo Investment Institute, Inc. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Umb Fund Services, Inc. 235 West Galena Street
Milwaukee, WI, 53212