Form D · Other Investment Fund
Gabelli Global Small & Mid Cap Value Trust
Rye, NY · CIK 0001585855
Offering snapshot reported Nov 6, 2025 · SEC filing
- Reported sold
- $40M Offering amount: $40M
- Investors reported
- 36 Form D · investor count
- Minimum accepted
- $10 Reported outside-investor minimum
- First sale
- Sep 26, 2025 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 6, 2025 | Initial | $40,000,000 | No comparison | 36 | SEC filing |
| Nov 5, 2021 | Initial | $40,000,000 | No comparison | 40 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-563362
Source: Form D, filed Nov 6, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bruce N. Alpert | Executive |
| Calgary Avansino | Director |
| John C. Ball | Executive |
| John Birch | Director |
| Anthony S. Colavita | Director |
| James P. Conn | Director |
| Kevin V. Dreyer | Director |
| Frank J. Fahrenkopf, Jr. | Director |
| Mario J. Gabelli | Director |
| Peter Goldstein | Executive |
| Peter Goldsten | Executive |
| Daniel Hughes | Executive |
| Agnes Mullady | Director |
| Kuni Nakamura | Director |
| Bethany A. Uhlein | Executive |
| Richard J. Walz | Executive |
| Salvatore J. Zizza | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
One Corporate Center
Rye, NY, 10580
Rye, NY, 10580