Form D · Other Investment Fund

G Rockies Onshore Feeder Fund, L.P.

New York, NY · CIK 0001661320

Offering snapshot reported Dec 18, 2015 · SEC filing

Reported sold
$25.8M
Indefinite offering
Investors reported
27
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 30, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 18, 2015Initial$25,750,000No comparison27SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$330K
Finders' fees
$0
Form D file number
021-253393
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENT AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
CITIGROUP GLOBAL MARKETS INC.7059

Source: Form D, filed Dec 18, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

G ROCKIES ONSHORE FEEDER FUND, L.P.

Investment adviser: CITI GLOBAL ALTERNATIVES, LLC

Gross asset value
$5.33M
Beneficial owners
27
ADV minimum commitment
$250K

Reported in Form ADV on Mar 1, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS, LLP DUBLIN, Ireland
Custodian CITCO BANK CANADA TORONTO, Canada Related to adviser: No
Marketer CITIBANK CANADA INVESTMENT FUNDS LIMITED TORONTO, Canada Related to adviser: Yes
Marketer CITIBANK , N.A. NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: Yes
Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS, LLP
PCAOB 238

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Filing source

Form ADV 1605448 · Mar 1, 2022 · Schedule D 7.B.(1), fund 805-8610651300

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Services, Inc. European Investment Management Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Citi Private Advisory, Llc 399 Park Avenue, Mezzanine
New York, NY, 10022