Form D · Other Banking and Financial Services

FWG Capital Fund

Winter Park, FL · CIK 0001850231

Offering snapshot reported Mar 11, 2024 · SEC filing

Reported sold
$10.9M
Offering amount: $10.9M
Investors reported
50
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jan 1, 2023
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.47M$10.9MFeb 15, 2023: $7,940,000.00Feb 15, 2023Mar 11, 2024: $10,949,713.00Mar 11, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$7,940,000 → $10,949,713
  • Reported investors31 → 50

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 11, 2024Amendment$10,949,713$3,009,713vs Feb 15, 202350SEC filing
Feb 15, 2023Initial$7,940,000No comparison31SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-473539
Fund is now closed - total amount reflects amount of capital committed and called.
NA

Source: Form D, filed Mar 11, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FWG CAPITAL FUND LP

Investment adviser: FWG INVESTMENT MANAGEMENT, LLC

Gross asset value
$12.4M
Beneficial owners
44
ADV minimum commitment
$50K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALTA TRUST COMPANY SIOUX FALLS, South Dakota, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian FIDELITY BROKERAGE SERVICES LLC SMITHFIELD, Rhode Island, United States Related to adviser: No
Prime broker CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

CHARLES SCHWAB & CO., INC.
SEC 8-16514

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Filing source

Form ADV 2086937 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-9790929030

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nathan Crisenberry Promoter

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
1099 W Morse Blvd
Winter Park, FL, 32789