Form D · Commercial Banking
FWB Financial, Inc.
Chicago, IL · CIK 0001781999
Offering snapshot reported Oct 29, 2020 · SEC filing
- Reported sold
- $5.35M Offering amount: $50M
- Investors reported
- 70 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 3, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 29, 2020 | Amendment | $5,345,000 | $300,000vs Oct 15, 2020 | 70 | SEC filing |
| Oct 29, 2020 | Amendment | $5,345,000 | $0vs Oct 29, 2020 | 70 | SEC filing |
| Oct 15, 2020 | Amendment | $5,045,000 | $1,545,000vs May 5, 2020 | 67 | SEC filing |
| May 5, 2020 | Amendment | $3,500,000 | $1,100,000vs Jul 19, 2019 | 48 | SEC filing |
| Jul 19, 2019 | Initial | $2,400,000 | No comparison | 32 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.5M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-344678
Estimated based on a sales commission of 5.0% on an estimated amount sold by Piper Sandler of $30,000,000.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Piper Sandler & Co. | 665 | Piper Sandler & Co. |
Source: Form D, filed Oct 29, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Amy Fahey | Director |
| Tod Gordon | Executive |
| Lisa Kornick | Director, Executive |
| Marianne Markowitz | Director, Executive |
| Melissa Widen | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:Chicago, IL, 60606