Form D · Other Banking and Financial Services
Funding Circle Notes Program, LLC
San Francisco, CA · CIK 0001622809
Offering snapshot reported Dec 11, 2019 · SEC filing
- Reported sold
- $273M Indefinite offering
- Investors reported
- 435 Form D · investor count
- Minimum accepted
- $500 Reported outside-investor minimum
- First sale
- Oct 15, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 11, 2019 | Amendment | $272,883,649 | No comparison | 435 | SEC filing |
| Oct 16, 2018 | Initial | $266,416,148 | No comparison | 303 | SEC filing |
| Oct 18, 2017 | Amendment | $194,698,014 | $76,453,530vs Oct 20, 2016 | 262 | SEC filing |
| Oct 20, 2016 | Amendment | $118,244,484 | $118,144,484vs Oct 21, 2014 | 245 | SEC filing |
| Oct 19, 2015 | Amendment | $48,416,321 | $48,316,321vs Oct 21, 2014 | 120 | SEC filing |
| Oct 21, 2014 | Initial | $100,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-226867
Source: Form D, filed Dec 11, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Jensen Arens | Executive |
| Nicholas Colburn | Executive |
| Samir Desai | Director |
| Mary Ann Fake | Director, Executive |
| Conor Brook French | Director, Executive |
| Not Applicable Funding Circle Usa, Inc. | Promoter |
| N/A Funding Circle Usa, Inc. | Promoter |
| Samuel Hazen Hodges | Director, Executive |
| Bernardo Martinez | Director, Executive |
| Andrew Christopher Arthur Mullinger | Director |
| Jennifer Schwartz | Director |
| Richard Stephenson | Director, Executive |
| Kathryn Widdoes | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
85 2 Nd Street Suite 400
San Francisco, CA, 94105
San Francisco, CA, 94105