Form D · Hedge Fund

Fundamental QP LP

Pasadena, CA · CIK 0001566905

Offering snapshot reported Mar 13, 2017 · SEC filing

Reported sold
$42.4M
Indefinite offering
Investors reported
54
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 14, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$21.2M$42.4MJan 22, 2013: $5,271,397.00Jan 22, 2013May 10, 2013: $20,097,364.00Apr 21, 2014: $29,169,168.00Apr 8, 2015: $33,569,168.00May 22, 2015: $33,569,168.00Mar 10, 2016: $36,635,253.00Mar 13, 2017: $42,435,253.00Mar 13, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$36,635,253 → $42,435,253
  • Reported investors48 → 54

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 13, 2017Amendment$42,435,253$5,800,000vs Mar 10, 201654SEC filing
Mar 10, 2016Amendment$36,635,253$3,066,085vs May 22, 201548SEC filing
May 22, 2015Amendment$33,569,168$0vs Apr 8, 201547SEC filing
Apr 8, 2015Amendment$33,569,168$4,400,000vs Apr 21, 201447SEC filing
Apr 21, 2014Amendment$29,169,168$9,071,804vs May 10, 201337SEC filing
May 10, 2013Amendment$20,097,364$14,825,967vs Jan 22, 201329SEC filing
Jan 22, 2013Initial$5,271,397No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-190567
The reported total amount sold and number of investors represents contributions by all investors in the fund since inception. The current assets under management and current number of investors may be significantly different.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Al Slayton426278Newport Coast Securities, Inc. · CRD 16944
Doug DeGrooteNone
Robert Lingle1361471Hedgeharbor Inc. · CRD 44324
Mark Rawlings1762750Girard Securities, Inc. · CRD 18697
Mitch Little, II1701341Coronado Investments, LLC · CRD 111992

Source: Form D, filed Mar 13, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Fundamental Capital Management Llc Executive
John Woodrow Krieger Executive
Fundamental Capital Management Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
140 South Lake Avenue Suite 302
Pasadena, CA, 91101