Form D · Private Equity Fund
Fundamental Partners Municipal III Trust
New York, NY · CIK 0001632714
Offering snapshot reported Apr 3, 2015 · SEC filing
- Reported sold
- $173M Offering amount: $173M
- Investors reported
- 361 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 30, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$89,615,000 → $172,625,000
- Reported investors193 → 361
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 3, 2015 | Amendment | $172,625,000 | $83,010,000vs Feb 4, 2015 | 361 | SEC filing |
| Feb 4, 2015 | Initial | $89,615,000 | No comparison | 193 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-233466
The entity listed in Item 12 is not paid by the issuer. It receives commissions or similar sales compensation equal to a percentage of the commitment made by each investor directly from such investor.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Apr 3, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Asterion Fund Services L.L.C. | Director |
| Spencer Boggess | Executive |
| James Bowden | Executive |
| Dominick Carlino | Executive |
| James Costabile | Executive |
| Nancy Fahmy | Executive |
| Keith Glenfield | Executive |
| N/A Maples Fiduciary Services (Delaware) Inc. | Director |
| Ninon Marapachi | Executive |
| Jeff Mc Goey | Executive |
| N/A Merrill Lynch Alternative Investments Llc | Promoter |
| Gregory Parets | Executive |
| Colleen Rusch | Executive |
| Steven Suss | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10080