Form D · Private Equity Fund
Fundamental Partners III-A LP
New York, NY · CIK 0001690901
Offering snapshot reported Jan 20, 2017 · SEC filing
- Reported sold
- $27M Offering amount: $150M
- Investors reported
- 42 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Jan 6, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 20, 2017 | Initial | $26,950,000 | No comparison | 42 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $404K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-278887
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Morgan Stanley Smith Barney LLC | 149777 |
Source: Form D, filed Jan 20, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dana Fusaris | Executive |
| Laurence Gottlieb | Executive, Promoter |
| Justin Vinci | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
745 Fifth Avenue 25 Th Floor
New York, NY, 10151
New York, NY, 10151