Form D · Hedge Fund

Fundamental Global Holdings, LP

Charlotte, NC · CIK 0001703005

Offering snapshot reported Dec 18, 2020 · SEC filing

Reported sold
$14.3M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 28, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.17M$14.3MApr 13, 2017: $13,123,908.00Apr 13, 2017Nov 4, 2019: $14,336,046.00Nov 4, 2019Dec 18, 2020: $14,336,046.00Dec 18, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 18, 2020Amendment$14,336,046$0vs Nov 4, 20199SEC filing
Nov 4, 2019Amendment$14,336,046$1,212,138vs Apr 13, 20179SEC filing
Feb 14, 2018Initial$14,336,046No comparison9SEC filing
Feb 14, 2018Initial$14,336,046No comparison9SEC filing
Apr 13, 2017Initial$13,123,908No comparison7SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-284717

Source: Form D, filed Dec 18, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FUNDAMENTAL GLOBAL HOLDINGS, LP

Investment adviser: FUNDAMENTAL GLOBAL GP, LLC

Gross asset value
$5.24M
Beneficial owners
10
ADV minimum commitment
$0

Reported in Form ADV on Mar 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor GRANT THORNTON, LLP CHARLOTTE, North Carolina, United States
Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No
Prime broker NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GRANT THORNTON, LLP
PCAOB 248

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

NORTHERN TRUST SECURITIES, INC.
CRD 7927 · SEC 8-23689

Filing source

Form ADV 1743634 · Mar 30, 2023 · Schedule D 7.B.(1), fund 805-3686764669

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel Kyle Cerminara Promoter
N/A Fgi Holdings Gp, Llc Promoter
Lewis Johnson Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4201 Congress Street Suite 140
Charlotte, NC, 28209