Form D · Other Investment Fund

Fund FG-ZYA, a series of Forge Investments, LLC

Salt Lake City, UT · CIK 0001743017

Offering snapshot reported Aug 17, 2022 · SEC filing

Reported sold
$6.72M
Offering amount: $6.72M
Investors reported
39
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 5, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.36M$6.72MJul 15, 2021: $4,845,319.00Jul 15, 2021Jul 21, 2021: $6,453,846.00Jul 18, 2022: $6,616,971.00Aug 17, 2022: $6,716,971.00Aug 17, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,616,971 → $6,716,971
  • Reported investors38 → 39

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 17, 2022Amendment$6,716,971$100,000vs Jul 18, 202239SEC filing
Jul 18, 2022Amendment$6,616,971$163,125vs Jul 21, 202138SEC filing
Jul 21, 2021Amendment$6,453,846$1,608,527vs Jul 15, 202135SEC filing
Jul 15, 2021Amendment$4,845,319No comparisonNot reportedSEC filing
Jul 8, 2021Amendment$4,739,144No comparisonNot reportedSEC filing
Dec 16, 2020Amendment$4,531,041$545,160vs Sep 3, 202027SEC filing
Sep 3, 2020Amendment$3,985,881$150,017vs Aug 26, 202022SEC filing
Aug 26, 2020Amendment$3,835,864$48,675vs Jul 28, 202021SEC filing
Jul 28, 2020Amendment$3,787,189$145,616vs Feb 27, 202020SEC filing
Feb 27, 2020Amendment$3,641,573$190,709vs Nov 7, 201919SEC filing
Nov 7, 2019Amendment$3,450,864$0vs Aug 13, 201916SEC filing
Aug 13, 2019Amendment$3,450,864$205,992vs Jul 23, 201916SEC filing
Jul 23, 2019Amendment$3,244,872$598,021vs May 28, 201914SEC filing
May 28, 2019Amendment$2,646,851$168,513vs Mar 28, 201913SEC filing
Mar 28, 2019Amendment$2,478,338$293,822vs Oct 31, 201810SEC filing
Oct 31, 2018Amendment$2,184,516$95,278vs Oct 25, 20189SEC filing
Oct 25, 2018Amendment$2,089,238$238,155vs Oct 24, 20188SEC filing
Oct 24, 2018Amendment$1,851,083-$238,115vs Oct 2, 20186SEC filing
Oct 2, 2018Amendment$2,089,198$238,115vs Aug 1, 20188SEC filing
Aug 1, 2018Amendment$1,851,083$514,923vs Jun 26, 20187SEC filing
Jun 26, 2018Amendment$1,336,160$380,950vs Jun 14, 20182SEC filing
Jun 14, 2018Initial$955,210No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$399K
Finders' fees
$0
Form D file number
021-314560

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Securities LLC134596Forge Securities LLC · CRD 134596

Source: Form D, filed Aug 17, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-ZYA, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$10.2M
Beneficial owners
38
ADV minimum commitment
$20K

Reported in Form ADV on Jun 21, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 1882833 · Jun 21, 2024 · Schedule D 7.B.(1), fund 805-2066318164

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121