Form D · Other Investment Fund

Fund FG-XRW, a series of Forge Investments, LLC

Salt Lake City, UT · CIK 0001740746

Offering snapshot reported Nov 7, 2019 · SEC filing

Reported sold
$2.78M
Offering amount: $2.78M
Investors reported
6
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Jul 31, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.75M$3.5MAug 1, 2018: $100,007.00Aug 1, 2018Aug 8, 2018: $225,024.00Aug 13, 2018: $3,258,019.00Aug 14, 2018: $3,498,022.00Sep 19, 2018: $1,889,050.00Oct 9, 2018: $2,646,946.00Oct 17, 2018: $2,777,524.00Nov 7, 2019: $2,777,524.00Nov 7, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 7, 2019Amendment$2,777,524$0vs Oct 17, 20186SEC filing
Oct 17, 2018Amendment$2,777,524$130,578vs Oct 9, 20186SEC filing
Oct 9, 2018Amendment$2,646,946$757,896vs Sep 19, 20181SEC filing
Sep 19, 2018Amendment$1,889,050-$1,608,972vs Aug 14, 20185SEC filing
Aug 14, 2018Amendment$3,498,022$240,003vs Aug 13, 20184SEC filing
Aug 13, 2018Amendment$3,258,019$3,032,995vs Aug 8, 20183SEC filing
Aug 8, 2018Amendment$225,024$125,017vs Aug 1, 20182SEC filing
Aug 1, 2018Initial$100,007No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$56.4K
Finders' fees
$0
Form D file number
021-318211

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Nov 7, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-XRW, A SERIES OF FORGE INVESTMENTS, LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$1.52M
Beneficial owners
6
ADV minimum commitment
$20K

Reported in Form ADV on Jan 10, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 1812073 · Jan 10, 2024 · Schedule D 7.B.(1), fund 805-1471461673

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Mateo Johnson Executive
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121