Form D · Private Equity Fund

Fund FG-UBW, a series of Forge Investments LLC

San Francisco, CA · CIK 0001783668

Offering snapshot reported Apr 27, 2026 · SEC filing

Reported sold: $45.9M
Investors reported: 48
Minimum accepted: $5K
First sale: Apr 1, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$42,947,533 → $45,913,196
Reported investors82 → 48

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 27, 2026	Amendment	$45,913,196	$2,965,663vs Oct 30, 2025	48	SEC filing
Oct 30, 2025	Amendment	$42,947,533	-$2,264,426vs Nov 16, 2021	82	SEC filing
Nov 9, 2022	Amendment	$84,702,109	$3,408,224vs Aug 17, 2022	46	SEC filing
Aug 17, 2022	Amendment	$81,293,885	$300,000vs Feb 10, 2022	46	SEC filing
Feb 10, 2022	Amendment	$80,993,885	$1,624,995vs Jan 18, 2022	36	SEC filing
Jan 18, 2022	Amendment	$79,368,890	$13,298,218vs Dec 7, 2021	36	SEC filing
Dec 7, 2021	Amendment	$66,070,672	$49,112vs Nov 26, 2021	35	SEC filing
Nov 26, 2021	Amendment	$66,021,560	$20,809,601vs Nov 16, 2021	34	SEC filing
Nov 16, 2021	Amendment	$45,211,959	$21,826,631vs Jul 22, 2021	32	SEC filing
Jul 22, 2021	Amendment	$23,385,328	No comparison	Not reported	SEC filing
Jul 8, 2021	Amendment	$4,558,176	No comparison	Not reported	SEC filing
Apr 28, 2020	Amendment	$1,828,176	$1,035,320vs Apr 7, 2020	4	SEC filing
Apr 7, 2020	Initial	$792,856	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $3.51M
Finders' fees: $0
Form D file number: 021-364409

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Forge Securities LLC	134596

Source: Form D, filed Apr 27, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-UBW, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value: $45.9M
Beneficial owners: 48
ADV minimum commitment: $5K

Reported in Form ADV on Apr 6, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States

Custodian BANK OF AMERICA SAN FRANCISCO, California, United States Related to adviser: No

Custodian CARTA SAN FRANCISCO, California, United States Related to adviser: No

Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

EISNERAMPER
PCAOB 274

BANK OF AMERICA
LEI 9DJT3UXIJIZJI4WXO774

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 2092059 · Apr 6, 2026 · Schedule D 7.B.(1), fund 805-1017374521

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii	Director
Grant George	Executive
Forge Global Advisors Llc	Director
Shilpi Mc Grath	Executive
Jeremy Neilson	Executive
Richard Thoms	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

4 Embarcadero Center Floor 15
San Francisco, CA, 94111