Form D · Other Investment Fund

Fund FG-TUM, a series of Forge Investments, LLC

Salt Lake City, UT · CIK 0001707961

Offering snapshot reported Nov 7, 2019 · SEC filing

Reported sold: $30K
Investors reported: 1
Minimum accepted: $20K
First sale: Jun 7, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 7, 2019	Amendment	$30,030	$0vs Jun 15, 2017	1	SEC filing
Jun 15, 2017	Initial	$30,030	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $1.5K (estimated)
Finders' fees: $0
Form D file number: 021-288851

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Carrollton Capital Partners, LLC	165470	Offerboard Securities · CRD 165470

Source: Form D, filed Nov 7, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-TUM, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value: $1.09K
Beneficial owners: 1
ADV minimum commitment: $20K

Reported in Form ADV on Nov 15, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNERAMPER NEW YORK, New York, United States

Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1578004 · Nov 15, 2021 · Schedule D 7.B.(1), fund 805-7425734234

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii	Director
Mateo Johnson	Executive
Jeremy Neilson	Executive
Richard Thoms	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121