Form D · Other Investment Fund

Fund FG-THM, a series of Forge Investments, LLC

Salt Lake City, UT · CIK 0001753976

Offering snapshot reported Nov 7, 2019 · SEC filing

Reported sold
$4.85M
Offering amount: $4.85M
Investors reported
34
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Sep 18, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.43M$4.85MSep 25, 2018: $2,548,465.00Sep 25, 2018Oct 24, 2018: $3,615,235.00Oct 24, 2018: $3,591,475.00Oct 30, 2018: $3,847,240.00Oct 31, 2018: $3,847,240.00Nov 7, 2018: $3,848,115.00Jan 29, 2019: $4,850,885.00Nov 7, 2019: $4,850,885.00Nov 7, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 7, 2019Amendment$4,850,885$0vs Jan 29, 201934SEC filing
Jan 29, 2019Amendment$4,850,885$1,002,770vs Nov 7, 201834SEC filing
Nov 7, 2018Amendment$3,848,115$875vs Oct 31, 201817SEC filing
Oct 31, 2018Amendment$3,847,240$0vs Oct 30, 201818SEC filing
Oct 30, 2018Amendment$3,847,240$255,765vs Oct 24, 201814SEC filing
Oct 24, 2018Amendment$3,591,475-$23,760vs Oct 24, 20189SEC filing
Oct 24, 2018Amendment$3,615,235$1,066,770vs Sep 25, 201814SEC filing
Sep 25, 2018Initial$2,548,465No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$18.6K
Finders' fees
$0
Form D file number
021-322121

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Nov 7, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-THM, A SERIES OF FORGE INVESTMENTS, LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$4.19M
Beneficial owners
19
ADV minimum commitment
$20K

Reported in Form ADV on Jun 29, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor EISNERAMPER NEW YORK, New York, United States
Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1439884 · Jun 29, 2020 · Schedule D 7.B.(1), fund 805-9282804521

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Mateo Johnson Executive
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121