Form D · Other Investment Fund

Fund FG-SBL, a series of Forge Investments LLC

Salt Lake City, UT · CIK 0001822485

Offering snapshot reported Jul 21, 2021 · SEC filing

Reported sold
$2.42M
Offering amount: $2.42M
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 21, 2021Amendment$2,419,711No comparisonNot reportedSEC filing
Jul 15, 2021Amendment$2,211,661$867,254vs Jun 15, 20213SEC filing
Jun 15, 2021Amendment$1,344,407No comparisonNot reportedSEC filing
Feb 10, 2021Amendment$1,244,671$252,805vs Jan 20, 20213SEC filing
Jan 20, 2021Amendment$991,866$105,391vs Jan 4, 20213SEC filing
Jan 4, 2021Initial$886,475No comparison3SEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-385099

Source: Form D, filed Jul 21, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-SBL, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$2.2M
Beneficial owners
3
ADV minimum commitment
$20K

Reported in Form ADV on Jan 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 1703988 · Jan 30, 2023 · Schedule D 7.B.(1), fund 805-1902474752

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121