Form D · Other Investment Fund

Fund FG-RRA, a series of Forge Investments LLC

Salt Lake City, UT · CIK 0001676065

Offering snapshot reported Dec 16, 2020 · SEC filing

Reported sold
$28.5M
Offering amount: $28.5M
Investors reported
63
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
May 25, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18.9M$37.9MDec 14, 2017: $16,926,993.00Dec 14, 2017Dec 26, 2017: $18,426,993.00Feb 13, 2018: $23,465,329.00Feb 22, 2018: $23,665,329.00Feb 22, 2018: $23,965,329.00Mar 7, 2018: $24,065,329.00Apr 18, 2018: $26,751,850.00May 10, 2018: $27,004,350.00May 15, 2018: $27,144,630.00May 31, 2018: $28,097,280.00Jun 12, 2018: $29,049,930.00Jul 19, 2018: $31,137,547.00Jul 25, 2018: $33,137,597.00Aug 17, 2018: $33,280,747.00Aug 22, 2018: $34,709,589.00Aug 28, 2018: $35,186,062.00Aug 30, 2018: $37,852,694.00Sep 5, 2018: $500,210.00Sep 25, 2018: $36,671,271.00Oct 17, 2018: $35,401,346.00Oct 24, 2018: $35,287,061.00Nov 7, 2018: $35,177,915.00Dec 26, 2018: $35,698,486.00Mar 14, 2019: $37,438,935.00Apr 2, 2019: $30,208,411.00May 1, 2019: $29,582,170.00May 8, 2019: $29,667,058.00Jun 5, 2019: $29,682,538.00Jun 18, 2019: $29,742,838.00Jun 26, 2019: $30,238,638.00Nov 7, 2019: $30,238,638.00Jan 23, 2020: $27,733,337.00Jun 17, 2020: $29,953,003.00Sep 23, 2020: $29,884,963.00Sep 29, 2020: $29,953,003.00Dec 16, 2020: $28,487,493.00Dec 16, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$29,953,003 → $28,487,493
  • Reported investors62 → 63

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 16, 2020Amendment$28,487,493-$1,465,510vs Sep 29, 202063SEC filing
Sep 29, 2020Amendment$29,953,003$68,040vs Sep 23, 202062SEC filing
Sep 23, 2020Amendment$29,884,963-$68,040vs Jun 17, 202062SEC filing
Jun 17, 2020Amendment$29,953,003$2,219,666vs Jan 23, 202062SEC filing
Jan 23, 2020Amendment$27,733,337-$2,505,301vs Nov 7, 201962SEC filing
Nov 7, 2019Amendment$30,238,638$0vs Jun 26, 201962SEC filing
Jun 26, 2019Amendment$30,238,638$495,800vs Jun 18, 201962SEC filing
Jun 18, 2019Amendment$29,742,838$60,300vs Jun 5, 201962SEC filing
Jun 5, 2019Amendment$29,682,538$15,480vs May 8, 201962SEC filing
May 8, 2019Amendment$29,667,058$84,888vs May 1, 201961SEC filing
May 1, 2019Amendment$29,582,170-$626,241vs Apr 2, 201961SEC filing
Apr 2, 2019Amendment$30,208,411-$7,230,524vs Mar 14, 201962SEC filing
Mar 14, 2019Amendment$37,438,935$1,740,449vs Dec 26, 201861SEC filing
Dec 26, 2018Amendment$35,698,486$520,571vs Nov 7, 201892SEC filing
Nov 7, 2018Amendment$35,177,915-$109,146vs Oct 24, 201888SEC filing
Oct 24, 2018Amendment$35,287,061-$114,285vs Oct 17, 20181SEC filing
Oct 17, 2018Amendment$35,401,346-$1,269,925vs Sep 25, 201890SEC filing
Sep 25, 2018Amendment$36,671,271$36,171,061vs Sep 5, 201888SEC filing
Sep 5, 2018Amendment$500,210-$37,352,484vs Aug 30, 201887SEC filing
Aug 30, 2018Amendment$37,852,694$2,666,632vs Aug 28, 20181SEC filing
Aug 28, 2018Amendment$35,186,062$476,473vs Aug 22, 201866SEC filing
Aug 22, 2018Amendment$34,709,589$1,428,842vs Aug 17, 201865SEC filing
Aug 17, 2018Amendment$33,280,747$143,150vs Jul 25, 201863SEC filing
Jul 25, 2018Amendment$33,137,597$2,000,050vs Jul 19, 201861SEC filing
Jul 19, 2018Amendment$31,137,547$2,087,617vs Jun 12, 201860SEC filing
Jun 12, 2018Amendment$29,049,930$952,650vs May 31, 201858SEC filing
May 31, 2018Amendment$28,097,280$952,650vs May 15, 201857SEC filing
May 15, 2018Amendment$27,144,630$140,280vs May 10, 201856SEC filing
May 10, 2018Amendment$27,004,350$252,500vs Apr 18, 201852SEC filing
Apr 18, 2018Amendment$26,751,850$2,686,521vs Mar 7, 201851SEC filing
Mar 7, 2018Amendment$24,065,329$100,000vs Feb 22, 201846SEC filing
Feb 22, 2018Amendment$23,665,329$200,000vs Feb 13, 201842SEC filing
Feb 22, 2018Amendment$23,965,329$300,000vs Feb 22, 201845SEC filing
Feb 13, 2018Amendment$23,465,329$5,038,336vs Dec 26, 201740SEC filing
Dec 26, 2017Amendment$18,426,993$1,500,000vs Dec 14, 20171SEC filing
Dec 14, 2017Amendment$16,926,993No comparison39SEC filing
Nov 21, 2017Amendment$10,795,493$905,000vs Nov 8, 201734SEC filing
Nov 8, 2017Amendment$9,890,493$570,573vs Nov 1, 201728SEC filing
Nov 1, 2017Amendment$9,319,920$1,000,000vs Aug 31, 201725SEC filing
Aug 31, 2017Amendment$8,319,920$318,444vs Aug 17, 201724SEC filing
Aug 17, 2017Amendment$8,001,476$1,252,298vs Jul 27, 201723SEC filing
Aug 3, 2017Amendment$7,429,826$1,599,923vs Jul 6, 201722SEC filing
Jul 27, 2017Amendment$6,749,178$919,275vs Jul 6, 201720SEC filing
Jul 6, 2017Amendment$5,829,903$151,500vs Jun 29, 201719SEC filing
Jun 29, 2017Amendment$5,678,403$101,000vs Jun 21, 201717SEC filing
Jun 21, 2017Amendment$5,577,403$202,000vs May 25, 201716SEC filing
May 25, 2017Amendment$5,375,403$2,004,655vs Dec 15, 201616SEC filing
May 3, 2017Amendment$4,935,503$381,000vs Apr 20, 201712SEC filing
Apr 20, 2017Amendment$4,554,503$1,183,755vs Dec 15, 201611SEC filing
Jan 12, 2017Amendment$4,863,253$1,492,505vs Dec 15, 201610SEC filing
Dec 15, 2016Amendment$3,370,748$289,690vs Sep 22, 20169SEC filing
Oct 20, 2016Amendment$3,252,878$171,820vs Sep 22, 20169SEC filing
Sep 22, 2016Amendment$3,081,058$1,320,730vs Sep 1, 20169SEC filing
Sep 1, 2016Amendment$1,760,328$1,198,514vs Jun 30, 20168SEC filing
Aug 11, 2016Amendment$833,657$271,843vs Jun 30, 20165SEC filing
Jul 15, 2016Amendment$734,064$172,250vs Jun 30, 20166SEC filing
Jun 30, 2016Initial$561,814No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$2.02M
Finders' fees
$0
Form D file number
021-266135

Source: Form D, filed Dec 16, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-RRA, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$276K
Beneficial owners
54
ADV minimum commitment
$20K

Reported in Form ADV on Jun 21, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 1882833 · Jun 21, 2024 · Schedule D 7.B.(1), fund 805-2495822802

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jens Beyrich Executive
Mateo Johnson Executive
Jeremy Neilson Executive
Ade Ojo Executive
Erin Rosenthal Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121