Form D · Other Investment Fund

Fund FG-PWT, a series of Forge Investments, LLC

Salt Lake City, UT · CIK 0001776523

Offering snapshot reported Aug 24, 2020 · SEC filing

Reported sold: $1.18M
Investors reported: 11
Minimum accepted: $20K
First sale: Aug 7, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,138,247 → $1,181,570
Reported investors10 → 11

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 24, 2020	Amendment	$1,181,570	$43,323vs Aug 17, 2020	11	SEC filing
Aug 17, 2020	Initial	$1,138,247	No comparison	10	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $59.1K
Finders' fees: $0
Form D file number: 021-373334

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Forge Markets LLC	166555	Forge Markets LLC · CRD 166555

Source: Form D, filed Aug 24, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-PWT, A SERIES OF FORGE INVESTMENTS, LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value: $146K
Beneficial owners: 12
ADV minimum commitment: $20K

Reported in Form ADV on Jan 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

EISNERAMPER
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 1703988 · Jan 30, 2023 · Schedule D 7.B.(1), fund 805-2553850972

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii	Director
Jeremy Neilson	Executive
Richard Thoms	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121