Form D · Other Investment Fund

Fund FG-PHL, a series of Forge Investments, LLC

Salt Lake City, UT · CIK 0001788461

Offering snapshot reported Apr 7, 2020 · SEC filing

Reported sold
$1.28M
Offering amount: $1.28M
Investors reported
7
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Sep 11, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.44M$6.88MSep 17, 2019: $6,384,560.00Sep 17, 2019Sep 24, 2019: $6,884,560.00Sep 27, 2019: $695,200.00Nov 7, 2019: $695,200.00Nov 7, 2019Jan 7, 2020: $951,400.00Jan 7, 2020Apr 7, 2020: $1,284,760.00Apr 7, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$951,400 → $1,284,760
  • Reported investors6 → 7

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 7, 2020Amendment$1,284,760$333,360vs Jan 7, 20207SEC filing
Jan 7, 2020Amendment$951,400$256,200vs Nov 7, 20196SEC filing
Nov 7, 2019Amendment$695,200$0vs Sep 27, 20192SEC filing
Sep 27, 2019Amendment$695,200-$6,189,360vs Sep 24, 20192SEC filing
Sep 24, 2019Amendment$6,884,560$500,000vs Sep 17, 20193SEC filing
Sep 17, 2019Initial$6,384,560No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$29.2K
Finders' fees
$0
Form D file number
021-349076

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Apr 7, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-PHL, A SERIES OF FORGE INVESTMENTS, LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$2.64M
Beneficial owners
8
ADV minimum commitment
$20K

Reported in Form ADV on Nov 15, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor EISNERAMPER NEW YORK, New York, United States
Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1578004 · Nov 15, 2021 · Schedule D 7.B.(1), fund 805-5011944916

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121