Form D · Private Equity Fund

Fund FG-OZP, a series of Forge Investments LLC

San Francisco, CA · CIK 0001775123

Offering snapshot reported Apr 27, 2026 · SEC filing

Reported sold
$290K
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Apr 14, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.14M$2.29MJul 15, 2021: $2,288,306.00Jul 15, 2021Oct 30, 2025: $325,724.00Apr 27, 2026: $290,141.00Apr 27, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$325,724 → $290,141

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 27, 2026Amendment$290,141-$35,583vs Oct 30, 20255SEC filing
Oct 30, 2025Amendment$325,724-$1,962,582vs Jul 15, 20215SEC filing
Jul 15, 2021Amendment$2,288,306No comparisonNot reportedSEC filing
Jan 20, 2021Amendment$1,738,712$1,198,162vs Dec 16, 20205SEC filing
Dec 16, 2020Amendment$540,550$280,000vs Apr 16, 20202SEC filing
Apr 16, 2020Initial$260,550No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$172K
Finders' fees
$0
Form D file number
021-365101

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
FORGE SECURITIES LLC134596

Source: Form D, filed Apr 27, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-OZP, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$290K
Beneficial owners
5
ADV minimum commitment
$5K

Reported in Form ADV on Apr 6, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Custodian BANK OF AMERICA SAN FRANCISCO, California, United States Related to adviser: No
Custodian CARTA SAN FRANCISCO, California, United States Related to adviser: No
Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER
PCAOB 274

BANK OF AMERICA
LEI 9DJT3UXIJIZJI4WXO774

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 2092059 · Apr 6, 2026 · Schedule D 7.B.(1), fund 805-2667051517

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Grant George Executive
Forge Global Advisors Llc Director
Shilpi Mc Grath Executive
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4 Embarcadero Center Floor 15
San Francisco, CA, 94111