Form D · Other Investment Fund

Fund FG-NTZ, a series of Forge Investments, LLC

Salt Lake City, UT · CIK 0001719154

Offering snapshot reported Apr 8, 2022 · SEC filing

Reported sold
$5.69M
Offering amount: $5.69M
Investors reported
43
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 7, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.85M$5.69MJul 8, 2021: $5,103,792.00Jul 8, 2021Apr 8, 2022: $5,693,628.00Apr 8, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,103,792 → $5,693,628

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 8, 2022Amendment$5,693,628$589,836vs Jul 8, 202143SEC filing
Jul 8, 2021Amendment$5,103,792No comparisonNot reportedSEC filing
Jan 20, 2021Amendment$4,988,272$166,680vs Dec 30, 202038SEC filing
Dec 30, 2020Amendment$4,821,592-$495,413vs Dec 23, 202038SEC filing
Dec 23, 2020Amendment$5,317,005$738,242vs Oct 28, 202038SEC filing
Oct 28, 2020Amendment$4,578,763$192,000vs Oct 21, 202042SEC filing
Oct 21, 2020Amendment$4,386,763-$192,000vs Oct 13, 202040SEC filing
Oct 13, 2020Amendment$4,578,763$0vs Sep 24, 202040SEC filing
Sep 24, 2020Amendment$4,578,763$0vs Sep 2, 202040SEC filing
Sep 2, 2020Amendment$4,578,763$177,284vs Aug 19, 202039SEC filing
Aug 19, 2020Amendment$4,401,479-$368,082vs Apr 27, 202038SEC filing
Apr 27, 2020Amendment$4,769,561$150,937vs Jan 8, 202038SEC filing
Jan 8, 2020Amendment$4,618,624$1,210,020vs Nov 13, 201937SEC filing
Nov 13, 2019Amendment$3,408,604$634,596vs Oct 29, 201934SEC filing
Oct 29, 2019Amendment$2,774,008$190,632vs Apr 16, 201929SEC filing
Apr 16, 2019Amendment$2,583,376$49,889vs Jan 29, 201928SEC filing
Jan 29, 2019Amendment$2,533,487$337,161vs Jan 22, 201960SEC filing
Jan 22, 2019Amendment$2,196,326$140,030vs Jan 15, 201951SEC filing
Jan 15, 2019Amendment$2,056,296$81,367vs Dec 18, 201850SEC filing
Dec 18, 2018Amendment$1,974,929No comparison48SEC filing
Nov 7, 2018Amendment$1,919,907$46,000vs Oct 24, 201846SEC filing
Oct 24, 2018Amendment$1,873,907-$24,175vs Oct 2, 20187SEC filing
Oct 2, 2018Amendment$1,898,082-$38,651vs Sep 25, 20189SEC filing
Sep 25, 2018Amendment$1,936,733-$169,128vs Sep 19, 201811SEC filing
Sep 19, 2018Amendment$2,105,861-$72,524vs Sep 12, 201827SEC filing
Sep 12, 2018Amendment$2,178,385-$342,614vs Aug 28, 201827SEC filing
Aug 28, 2018Amendment$2,520,999-$184,681vs Aug 22, 201831SEC filing
Aug 22, 2018Amendment$2,705,680$87,141vs Aug 15, 201826SEC filing
Aug 15, 2018Amendment$2,618,539$1,405vs Aug 13, 201825SEC filing
Aug 13, 2018Amendment$2,617,134$241,183vs Aug 8, 201824SEC filing
Aug 8, 2018Amendment$2,375,951$48,349vs Aug 7, 201819SEC filing
Aug 7, 2018Amendment$2,327,602$502,044vs Jun 14, 201817SEC filing
Jun 14, 2018Amendment$1,825,558$971,100vs Jun 6, 20188SEC filing
Jun 6, 2018Amendment$854,458$97,110vs May 3, 20185SEC filing
May 3, 2018Amendment$757,348$257,307vs Dec 14, 20174SEC filing
Dec 14, 2017Initial$500,041No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$143K
Finders' fees
$0
Form D file number
021-300731

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Securities LLC134596Forge Securities LLC · CRD 134596

Source: Form D, filed Apr 8, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-NTZ, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$419K
Beneficial owners
41
ADV minimum commitment
$20K

Reported in Form ADV on Jan 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 1703988 · Jan 30, 2023 · Schedule D 7.B.(1), fund 805-3958251146

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Mateo Johnson Executive
Jeremy Neilson Executive
Ade Ojo Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121