Form D · Other Investment Fund

Fund FG-KSA, a series of Forge Investments LLC

Salt Lake City, UT · CIK 0001775120

Offering snapshot reported May 2, 2022 · SEC filing

Reported sold
$6.38M
Offering amount: $6.38M
Investors reported
17
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 13, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.19M$6.38MMar 16, 2020: $425,009.00Mar 16, 2020Mar 26, 2020: $1,388,114.00Jun 9, 2020: $1,967,114.00Jul 29, 2020: $2,082,914.00Aug 17, 2020: $2,233,685.00Sep 10, 2020: $2,803,685.00Jan 4, 2021: $3,008,885.00Nov 15, 2021: $5,682,485.00Nov 24, 2021: $6,281,464.00May 2, 2022: $6,384,964.00May 2, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,281,464 → $6,384,964

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 2, 2022Amendment$6,384,964$103,500vs Nov 24, 202117SEC filing
Nov 24, 2021Amendment$6,281,464$598,979vs Nov 15, 202117SEC filing
Nov 15, 2021Amendment$5,682,485$2,673,600vs Jan 4, 202114SEC filing
Jan 4, 2021Amendment$3,008,885$205,200vs Sep 10, 20208SEC filing
Sep 10, 2020Amendment$2,803,685$570,000vs Aug 17, 20206SEC filing
Aug 17, 2020Amendment$2,233,685$150,771vs Jul 29, 20206SEC filing
Jul 29, 2020Amendment$2,082,914$115,800vs Jun 9, 20205SEC filing
Jun 9, 2020Amendment$1,967,114$579,000vs Mar 26, 20203SEC filing
Mar 26, 2020Amendment$1,388,114$963,105vs Mar 16, 20203SEC filing
Mar 16, 2020Initial$425,009No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$119K
Finders' fees
$0
Form D file number
021-362923

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Securities LLC134596Forge Securities LLC · CRD 134596

Source: Form D, filed May 2, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-KSA, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$4.05M
Beneficial owners
11
ADV minimum commitment
$20K

Reported in Form ADV on Jun 21, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 1882833 · Jun 21, 2024 · Schedule D 7.B.(1), fund 805-9911868103

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121