Form D · Other Investment Fund
Fund FG-KRQ, a series of Forge Investments LLC
Salt Lake City, UT · CIK 0001766639
Offering snapshot reported Feb 17, 2021 · SEC filing
- Reported sold
- $8.49M Offering amount: $8.49M
- Investors reported
- 32 Form D · investor count
- Minimum accepted
- $20K Reported outside-investor minimum
- First sale
- Jul 24, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$10,994,000 → $8,489,317
- Reported investors29 → 32
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 17, 2021 | Amendment | $8,489,317 | -$2,504,683vs Jul 29, 2020 | 32 | SEC filing |
| Jul 29, 2020 | Initial | $10,994,000 | No comparison | 29 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $386K
- Finders' fees
- $0
- Form D file number
- 021-372004
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Forge Markets LLC | 166555 | Forge Markets LLC · CRD 166555 |
Source: Form D, filed Feb 17, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
FG-KRC SP
Investment adviser: FORGE GLOBAL ADVISORS LLC
- Gross asset value
- $15.5M
- Beneficial owners
- 11
- ADV minimum commitment
- $5K
Reported in Form ADV on Apr 6, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
EISNERAMPER
PCAOB 274
BANK OF AMERICA
LEI 9DJT3UXIJIZJI4WXO774
FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846
Filing source
Form ADV 2092059 · Apr 6, 2026 · Schedule D 7.B.(1), fund 805-8003303529
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Llc Assure Fund Management Ii | Director |
| Jeremy Neilson | Executive |
| Richard Thoms | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Salt Lake City, UT, 84121