Form D · Other Investment Fund

Fund FG-KLT, a series of Forge Investments LLC

Salt Lake City, UT · CIK 0001715180

Offering snapshot reported Jul 21, 2021 · SEC filing

Reported sold
$28.6M
Offering amount: $28.6M
Investors reported
42
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 4, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.7M$29.4MDec 20, 2017: $3,486,812.00Dec 20, 2017Jan 25, 2018: $3,747,300.00Jan 31, 2018: $14,673,124.00Feb 22, 2018: $15,583,124.00Feb 22, 2018: $25,668,199.00Jul 11, 2018: $28,899,079.00Aug 21, 2018: $29,436,433.00Nov 6, 2019: $29,436,433.00Dec 18, 2019: $28,711,470.00Nov 12, 2020: $28,432,450.00Nov 25, 2020: $28,774,173.00Dec 2, 2020: $28,869,373.00Dec 16, 2020: $28,527,650.00Mar 24, 2021: $28,527,650.00Jul 21, 2021: $28,591,340.00Jul 21, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$28,527,650 → $28,591,340
  • Reported investors41 → 42
  • Minimum accepted$20,000 → $100,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 21, 2021Amendment$28,591,340$63,690vs Mar 24, 202142SEC filing
Mar 24, 2021Amendment$28,527,650$0vs Dec 16, 202041SEC filing
Dec 16, 2020Amendment$28,527,650-$341,723vs Dec 2, 202041SEC filing
Dec 2, 2020Amendment$28,869,373$95,200vs Nov 25, 202041SEC filing
Nov 25, 2020Amendment$28,774,173$341,723vs Nov 12, 202041SEC filing
Nov 12, 2020Amendment$28,432,450-$279,020vs Dec 18, 201940SEC filing
Dec 18, 2019Amendment$28,711,470-$724,963vs Nov 6, 201938SEC filing
Nov 6, 2019Amendment$29,436,433$0vs Aug 21, 201840SEC filing
Aug 21, 2018Amendment$29,436,433$537,354vs Jul 11, 201840SEC filing
Jul 11, 2018Amendment$28,899,079$3,230,880vs Feb 22, 201837SEC filing
Feb 22, 2018Amendment$15,583,124$910,000vs Jan 31, 201834SEC filing
Feb 22, 2018Amendment$25,668,199$10,085,075vs Feb 22, 201836SEC filing
Jan 31, 2018Amendment$14,673,124$10,925,824vs Jan 25, 201833SEC filing
Jan 25, 2018Amendment$3,747,300$260,488vs Dec 20, 201731SEC filing
Dec 20, 2017Amendment$3,486,812No comparison29SEC filing
Nov 1, 2017Initial$168,350No comparison2SEC filing
Nov 1, 2017Amendment$952,800$784,450vs Nov 1, 20174SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$2.08M
Finders' fees
$0
Form D file number
021-297871

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Jul 21, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-KLT, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$12.4M
Beneficial owners
34
ADV minimum commitment
$20K

Reported in Form ADV on Jan 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 1703988 · Jan 30, 2023 · Schedule D 7.B.(1), fund 805-6664274073

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Ade Ojo Executive
Erin Rosenthal Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121