Form D · Other Investment Fund

Fund FG-JTB, a series of Forge Investments LLC

Salt Lake City, UT · CIK 0001692236

Offering snapshot reported Jan 7, 2020 · SEC filing

Reported sold
$21.5M
Offering amount: $21.5M
Investors reported
63
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Dec 8, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.7M$21.5MJan 25, 2018: $4,567,410.00Jan 25, 2018Jun 12, 2018: $10,916,610.00Jun 26, 2018: $14,363,447.00Aug 22, 2018: $14,590,247.00Sep 12, 2018: $14,735,779.00Sep 18, 2018: $15,449,702.00Sep 19, 2018: $16,665,004.00Sep 25, 2018: $16,617,455.00Oct 16, 2018: $17,669,750.00Jan 8, 2019: $18,441,995.00Jan 29, 2019: $18,142,256.00Feb 26, 2019: $18,441,995.00Mar 19, 2019: $19,997,707.00Apr 24, 2019: $20,988,081.00May 1, 2019: $21,312,691.00Nov 5, 2019: $21,312,691.00Jan 7, 2020: $21,461,693.00Jan 7, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$21,312,691 → $21,461,693
  • Reported investors60 → 63

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 7, 2020Amendment$21,461,693$149,002vs Nov 5, 201963SEC filing
Nov 5, 2019Amendment$21,312,691$0vs May 1, 201960SEC filing
May 1, 2019Amendment$21,312,691$324,610vs Apr 24, 201960SEC filing
Apr 24, 2019Amendment$20,988,081$990,374vs Mar 19, 201959SEC filing
Mar 19, 2019Amendment$19,997,707$1,555,712vs Feb 26, 201952SEC filing
Feb 26, 2019Amendment$18,441,995$299,739vs Jan 29, 201966SEC filing
Jan 29, 2019Amendment$18,142,256-$299,739vs Jan 8, 201968SEC filing
Jan 8, 2019Amendment$18,441,995$772,245vs Oct 16, 201877SEC filing
Oct 16, 2018Amendment$17,669,750$1,052,295vs Sep 25, 201858SEC filing
Sep 25, 2018Amendment$16,617,455-$47,549vs Sep 19, 201853SEC filing
Sep 19, 2018Amendment$16,665,004$1,215,302vs Sep 18, 201858SEC filing
Sep 18, 2018Amendment$15,449,702$713,923vs Sep 12, 201851SEC filing
Sep 12, 2018Amendment$14,735,779$145,532vs Aug 22, 201848SEC filing
Aug 22, 2018Amendment$14,590,247$226,800vs Jun 26, 201834SEC filing
Jun 26, 2018Amendment$14,363,447$3,446,837vs Jun 12, 201833SEC filing
Jun 12, 2018Amendment$10,916,610$6,349,200vs Jan 25, 201831SEC filing
Jan 25, 2018Amendment$4,567,410No comparison30SEC filing
Nov 1, 2017Amendment$4,318,100$437,938vs Aug 30, 201726SEC filing
Aug 30, 2017Amendment$3,880,162$3,232,505vs Dec 15, 20164SEC filing
Aug 10, 2017Amendment$3,428,137$460,530vs Jun 15, 201714SEC filing
Jun 15, 2017Amendment$2,967,607$2,319,950vs Dec 15, 201612SEC filing
May 11, 2017Amendment$2,935,308$2,287,651vs Dec 15, 201612SEC filing
May 11, 2017Amendment$2,935,308$0vs May 11, 201713SEC filing
Apr 5, 2017Amendment$2,824,907$2,177,250vs Dec 15, 201611SEC filing
Mar 23, 2017Amendment$2,270,015$340,000vs Mar 9, 20178SEC filing
Mar 9, 2017Amendment$1,930,015$1,182,835vs Feb 16, 20175SEC filing
Feb 16, 2017Amendment$747,180$99,523vs Dec 15, 20164SEC filing
Jan 12, 2017Amendment$725,140$77,483vs Dec 15, 20164SEC filing
Dec 15, 2016Initial$647,657No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$1.01M
Finders' fees
$0
Form D file number
021-276332

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Jan 7, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-JTB, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$21.3M
Beneficial owners
61
ADV minimum commitment
$20K

Reported in Form ADV on Jun 29, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor EISNERAMPER NEW YORK, New York, United States
Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1439884 · Jun 29, 2020 · Schedule D 7.B.(1), fund 805-3763920233

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jens Beyrich Executive
Mateo Johnson Executive
Jeremy Neilson Executive
Ade Ojo Executive
Erin Rosenthal Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121