Form D · Other Investment Fund

Fund FG-JOE, a series of Forge Investments LLC

Salt Lake City, UT · CIK 0001757535

Offering snapshot reported Jan 4, 2021 · SEC filing

Reported sold
$3.76M
Offering amount: $3.76M
Investors reported
8
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Nov 19, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.88M$3.76MNov 27, 2018: $1,016,737.00Nov 27, 2018Jan 3, 2019: $1,112,185.00Jan 16, 2019: $1,779,142.00Feb 27, 2019: $1,874,591.00Mar 5, 2019: $1,991,234.00Apr 2, 2019: $2,024,582.00Apr 23, 2019: $2,215,417.00Apr 30, 2019: $2,687,800.00Sep 17, 2019: $2,881,662.00Nov 5, 2019: $2,881,662.00Jan 4, 2021: $3,755,442.00Jan 4, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,881,662 → $3,755,442
  • Reported investors7 → 8

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 4, 2021Amendment$3,755,442$873,780vs Nov 5, 20198SEC filing
Nov 5, 2019Amendment$2,881,662$0vs Sep 17, 20197SEC filing
Sep 17, 2019Amendment$2,881,662$193,862vs Apr 30, 20197SEC filing
Apr 30, 2019Amendment$2,687,800$472,383vs Apr 23, 20197SEC filing
Apr 23, 2019Amendment$2,215,417$190,835vs Apr 2, 20197SEC filing
Apr 2, 2019Amendment$2,024,582$33,348vs Mar 5, 20196SEC filing
Mar 5, 2019Amendment$1,991,234$116,643vs Feb 27, 20196SEC filing
Feb 27, 2019Amendment$1,874,591$95,449vs Jan 16, 20195SEC filing
Jan 16, 2019Amendment$1,779,142$666,957vs Jan 3, 20195SEC filing
Jan 3, 2019Amendment$1,112,185$95,448vs Nov 27, 20185SEC filing
Nov 27, 2018Initial$1,016,737No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$161K
Finders' fees
$0
Form D file number
021-326582

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Jan 4, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-JOE, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$4.42M
Beneficial owners
13
ADV minimum commitment
$20K

Reported in Form ADV on Nov 15, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor EISNERAMPER NEW YORK, New York, United States
Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1578004 · Nov 15, 2021 · Schedule D 7.B.(1), fund 805-7813091105

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121