Form D · Other Investment Fund

Fund FG-HRD, a series of Forge Investments LLC

Salt Lake City, UT · CIK 0001775125

Offering snapshot reported Jan 5, 2021 · SEC filing

Reported sold
$645K
Offering amount: $645K
Investors reported
11
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Dec 30, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 5, 2021Initial$645,200No comparison11SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$32.3K
Finders' fees
$0
Form D file number
021-385178

Source: Form D, filed Jan 5, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-HRD, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$504K
Beneficial owners
11
ADV minimum commitment
$20K

Reported in Form ADV on Jan 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 1703988 · Jan 30, 2023 · Schedule D 7.B.(1), fund 805-5326659205

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6150 S Millrock Drive Suite 400
Salt Lake City, UT, 84121