Form D · Other Investment Fund

Fund FG-EDF, a series of Forge Investments LLC

Salt Lake City, UT · CIK 0001689622

Offering snapshot reported Sep 3, 2020 · SEC filing

Reported sold
$16.4M
Offering amount: $16.4M
Investors reported
71
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Nov 2, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.22M$16.4MDec 27, 2018: $6,600,151.00Dec 27, 2018Jan 9, 2019: $4,983,857.00Oct 23, 2019: $5,524,348.00Oct 29, 2019: $6,365,620.00Nov 12, 2019: $6,365,620.00Nov 13, 2019: $6,772,709.00Jul 29, 2020: $16,249,930.00Aug 3, 2020: $16,249,930.00Sep 3, 2020: $16,444,930.00Sep 3, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$16,249,930 → $16,444,930
  • Reported investors69 → 71

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 3, 2020Amendment$16,444,930$195,000vs Aug 3, 202071SEC filing
Aug 3, 2020Amendment$16,249,930$0vs Jul 29, 202069SEC filing
Jul 29, 2020Amendment$16,249,930$9,477,221vs Nov 13, 201969SEC filing
Nov 13, 2019Amendment$6,772,709$407,089vs Nov 12, 201932SEC filing
Nov 12, 2019Amendment$6,365,620$0vs Oct 29, 201929SEC filing
Oct 29, 2019Amendment$6,365,620$841,272vs Oct 23, 201929SEC filing
Oct 23, 2019Amendment$5,524,348$540,491vs Jan 9, 201927SEC filing
Jan 9, 2019Amendment$4,983,857-$1,616,294vs Dec 27, 201830SEC filing
Dec 27, 2018Amendment$6,600,151No comparison34SEC filing
Sep 4, 2018Amendment$4,973,853-$274,999vs Aug 1, 201817SEC filing
Aug 1, 2018Amendment$5,248,852$918,224vs Jul 25, 201811SEC filing
Jul 25, 2018Amendment$4,330,628$227,253vs Jul 11, 201810SEC filing
Jul 11, 2018Amendment$4,103,375$1,626,297vs May 10, 20189SEC filing
May 10, 2018Amendment$2,477,078$1,089,311vs Feb 13, 20188SEC filing
Feb 13, 2018Amendment$1,387,767$215,000vs Jan 31, 20186SEC filing
Jan 31, 2018Amendment$1,172,767$100,106vs Dec 6, 20175SEC filing
Dec 6, 2017Amendment$1,072,661No comparison4SEC filing
Nov 21, 2017Amendment$899,010$37,860vs Aug 3, 20172SEC filing
Aug 3, 2017Amendment$861,150$595,150vs Dec 15, 20162SEC filing
Jun 15, 2017Amendment$817,050$173,400vs May 11, 20172SEC filing
May 11, 2017Amendment$643,650$377,650vs Dec 15, 20162SEC filing
Apr 5, 2017Amendment$556,850$290,850vs Dec 15, 20162SEC filing
Mar 9, 2017Amendment$374,850$108,850vs Dec 15, 20162SEC filing
Dec 15, 2016Amendment$266,000$56,000vs Nov 10, 20162SEC filing
Nov 10, 2016Initial$210,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$722K
Finders' fees
$0
Form D file number
021-274244

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Sep 3, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-EDF, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$66M
Beneficial owners
86
ADV minimum commitment
$20K

Reported in Form ADV on Apr 4, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor EISNERAMPER NEW YORK, New York, United States
Custodian SILICON VALLEY BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1637063 · Apr 4, 2022 · Schedule D 7.B.(1), fund 805-7956754194

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Llc Assure Fund Management Ii, Director
Jens Beyrich Executive
Mateo Johnson Executive
Johnson Mateo Executive
Jeremy Neilson Executive
Ade Ojo Executive
Erin Rosenthal Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121