Form D · Other Investment Fund

Fund FG-DYI, a series of Forge Investments, LLC

Salt Lake City, UT · CIK 0001758084

Offering snapshot reported Jun 17, 2020 · SEC filing

Reported sold
$2.38M
Offering amount: $2.38M
Investors reported
15
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Nov 5, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.24M$2.47MFeb 5, 2019: $754,999.00Feb 5, 2019Apr 23, 2019: $971,299.00Apr 30, 2019: $1,265,059.00May 14, 2019: $1,361,059.00Jun 11, 2019: $1,789,559.00Oct 21, 2019: $2,468,584.00Nov 5, 2019: $2,468,584.00Dec 9, 2019: $2,379,499.00Feb 5, 2020: $2,474,662.00Feb 11, 2020: $2,379,499.00Jun 9, 2020: $1,832,590.00Jun 17, 2020: $2,379,499.00Jun 17, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,832,590 → $2,379,499
  • Reported investors14 → 15

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 17, 2020Amendment$2,379,499$546,909vs Jun 9, 202015SEC filing
Jun 9, 2020Amendment$1,832,590-$546,909vs Feb 11, 202014SEC filing
Feb 11, 2020Amendment$2,379,499-$95,163vs Feb 5, 202014SEC filing
Feb 5, 2020Amendment$2,474,662$95,163vs Dec 9, 201914SEC filing
Dec 9, 2019Amendment$2,379,499-$89,085vs Nov 5, 201913SEC filing
Nov 5, 2019Amendment$2,468,584$0vs Oct 21, 201913SEC filing
Oct 21, 2019Amendment$2,468,584$679,025vs Jun 11, 201913SEC filing
Jun 11, 2019Amendment$1,789,559$428,500vs May 14, 201911SEC filing
May 14, 2019Amendment$1,361,059$96,000vs Apr 30, 20199SEC filing
Apr 30, 2019Amendment$1,265,059$293,760vs Apr 23, 20198SEC filing
Apr 23, 2019Amendment$971,299$216,300vs Feb 5, 20195SEC filing
Feb 5, 2019Amendment$754,999No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$196K
Finders' fees
$0
Form D file number
021-325772

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Jun 17, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-DYI, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$6.16M
Beneficial owners
21
ADV minimum commitment
$20K

Reported in Form ADV on Nov 15, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor EISNERAMPER NEW YORK, New York, United States
Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1578004 · Nov 15, 2021 · Schedule D 7.B.(1), fund 805-5092027671

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121