Form D · Other Investment Fund

Fund FG-DWR, a series of Forge Investments, LLC

Salt Lake City, UT · CIK 0001754679

Offering snapshot reported Nov 12, 2020 · SEC filing

Reported sold: $9.11M
Investors reported: 7
Minimum accepted: $20K
First sale: Sep 24, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$9,277,061 → $9,105,510

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 12, 2020	Amendment	$9,105,510	-$171,551vs Nov 4, 2020	7	SEC filing
Nov 4, 2020	Amendment	$9,277,061	$171,551vs Oct 6, 2020	7	SEC filing
Oct 6, 2020	Amendment	$9,105,510	$8,524,840vs Nov 5, 2019	4	SEC filing
Nov 5, 2019	Amendment	$580,670	$0vs Oct 2, 2018	3	SEC filing
Oct 2, 2018	Initial	$580,670	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $125K
Finders' fees: $0
Form D file number: 021-322597

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Forge Markets LLC	166555	Forge Markets LLC · CRD 166555

Source: Form D, filed Nov 12, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-DWR, A SERIES OF FORGE INVESTMENTS, LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value: $30.3M
Beneficial owners: 11
ADV minimum commitment: $20K

Reported in Form ADV on Nov 15, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNERAMPER NEW YORK, New York, United States

Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1578004 · Nov 15, 2021 · Schedule D 7.B.(1), fund 805-8423871007

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii	Director
Jeremy Neilson	Executive
Richard Thoms	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121