Form D · Other Investment Fund
Fund FG-WAE, a series of Forge Investments, LLC
Salt Lake City, UT · CIK 0001787248
Offering snapshot reported Jul 22, 2021 · SEC filing
- Reported sold
- $12M Offering amount: $12M
- Investors reported
- Not reported Form D · investor count
- Minimum accepted
- Not reported Reported outside-investor minimum
- First sale
- Not reported As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 22, 2021 | Amendment | $12,025,934 | No comparison | Not reported | SEC filing |
| Jul 8, 2021 | Amendment | $6,127,229 | No comparison | Not reported | SEC filing |
| Jan 20, 2021 | Amendment | $4,258,969 | $1,581,150vs Dec 23, 2020 | 16 | SEC filing |
| Dec 23, 2020 | Amendment | $2,677,819 | $47,618vs Nov 25, 2020 | 11 | SEC filing |
| Nov 25, 2020 | Amendment | $2,630,201 | $99,993vs Oct 28, 2020 | 11 | SEC filing |
| Oct 28, 2020 | Amendment | $2,530,208 | $361,875vs Aug 14, 2020 | 10 | SEC filing |
| Aug 14, 2020 | Amendment | $2,168,333 | $95,245vs Feb 20, 2020 | 9 | SEC filing |
| Feb 20, 2020 | Amendment | $2,073,088 | $1,600,000vs Jan 8, 2020 | 8 | SEC filing |
| Jan 8, 2020 | Amendment | $473,088 | $213,680vs Dec 11, 2019 | 5 | SEC filing |
| Dec 11, 2019 | Amendment | $259,408 | $49,920vs Nov 7, 2019 | 3 | SEC filing |
| Nov 7, 2019 | Amendment | $209,488 | $0vs Sep 5, 2019 | 2 | SEC filing |
| Sep 5, 2019 | Initial | $209,488 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- Not reported
- Duration over one year
- Not reported
- Business combination
- Not reported
- Sales commissions
- Not reported
- Finders' fees
- Not reported
- Form D file number
- 021-348046
Source: Form D, filed Jul 22, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
FG-WBE, A SERIES OF FORGE INVESTMENTS LLC
Investment adviser: FORGE GLOBAL ADVISORS LLC
- Gross asset value
- $791K
- Beneficial owners
- 7
- ADV minimum commitment
- $20K
Reported in Form ADV on Jan 10, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
EISNERAMPER
PCAOB 274
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846
Filing source
Form ADV 1812073 · Jan 10, 2024 · Schedule D 7.B.(1), fund 805-4763208390
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Llc Assure Fund Management Ii | Director |
| Jeremy Neilson | Executive |
| Richard Thoms | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Salt Lake City, UT, 84121