Form D · Other Investment Fund

Fund FG-VTR, a series of Forge Investments LLC

Salt Lake City, UT · CIK 0001764600

Offering snapshot reported Nov 14, 2019 · SEC filing

Reported sold
$3.94M
Offering amount: $3.94M
Investors reported
29
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Mar 1, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.62M$5.23MMar 5, 2019: $115,000.00Mar 5, 2019Mar 5, 2019: $365,000.00Mar 26, 2019: $2,856,875.00Apr 16, 2019: $3,779,840.00Jun 6, 2019: $5,234,532.00Jun 6, 2019: $3,873,800.00Nov 7, 2019: $3,873,800.00Nov 14, 2019: $3,943,362.00Nov 14, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,873,800 → $3,943,362
  • Reported investors21 → 29

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 14, 2019Amendment$3,943,362$69,562vs Nov 7, 201929SEC filing
Nov 7, 2019Amendment$3,873,800$0vs Jun 6, 201921SEC filing
Jun 6, 2019Amendment$5,234,532$1,454,692vs Apr 16, 201927SEC filing
Jun 6, 2019Amendment$3,873,800$93,960vs Apr 16, 201921SEC filing
Apr 16, 2019Amendment$3,779,840$922,965vs Mar 26, 201919SEC filing
Mar 26, 2019Amendment$2,856,875$2,491,875vs Mar 5, 201911SEC filing
Mar 5, 2019Initial$115,000No comparison1SEC filing
Mar 5, 2019Amendment$365,000$250,000vs Mar 5, 20192SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$115K
Finders' fees
$0
Form D file number
021-334047

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Nov 14, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-VTR, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$4.02M
Beneficial owners
31
ADV minimum commitment
$20K

Reported in Form ADV on Jun 29, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor EISNERAMPER NEW YORK, New York, United States
Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1439884 · Jun 29, 2020 · Schedule D 7.B.(1), fund 805-9456184237

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121