Form D · Other Investment Fund

Fund FG-SSH, a series of Forge Investments, LLC

Salt Lake City, UT · CIK 0001755370

Offering snapshot reported Nov 7, 2019 · SEC filing

Reported sold
$3.86M
Offering amount: $3.86M
Investors reported
16
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 3, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.17M$4.34MOct 9, 2018: $552,860.00Oct 9, 2018Jan 22, 2019: $790,959.00Feb 19, 2019: $940,949.00Mar 19, 2019: $2,702,335.00Apr 2, 2019: $3,559,659.00Apr 16, 2019: $3,944,344.00Apr 18, 2019: $4,231,300.00Apr 23, 2019: $4,338,596.00Apr 23, 2019: $3,862,271.00Nov 7, 2019: $3,862,271.00Nov 7, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 7, 2019Amendment$3,862,271$0vs Apr 23, 201916SEC filing
Apr 23, 2019Amendment$3,862,271-$476,325vs Apr 23, 201916SEC filing
Apr 23, 2019Amendment$4,338,596$107,296vs Apr 18, 201916SEC filing
Apr 18, 2019Amendment$4,231,300$286,956vs Apr 16, 201915SEC filing
Apr 16, 2019Amendment$3,944,344$384,685vs Apr 2, 201915SEC filing
Apr 2, 2019Amendment$3,559,659$857,324vs Mar 19, 201915SEC filing
Mar 19, 2019Amendment$2,702,335$1,761,386vs Feb 19, 201913SEC filing
Feb 19, 2019Amendment$940,949$149,990vs Jan 22, 20199SEC filing
Jan 22, 2019Amendment$790,959$238,099vs Oct 9, 20181SEC filing
Oct 9, 2018Initial$552,860No comparison7SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-323127

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Nov 7, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-SSH, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$5M
Beneficial owners
19
ADV minimum commitment
$20K

Reported in Form ADV on Jun 29, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor EISNERAMPER NEW YORK, New York, United States
Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1439884 · Jun 29, 2020 · Schedule D 7.B.(1), fund 805-9814523373

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121