Form D · Other Investment Fund

Fund FG-RGH, a series of Forge Investments, LLC

Salt Lake City, UT · CIK 0001697974

Offering snapshot reported Nov 7, 2019 · SEC filing

Reported sold
$8.37M
Offering amount: $8.37M
Investors reported
1
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Feb 8, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.18M$8.37MFeb 16, 2017: $8,099,080.00Feb 16, 2017Jun 15, 2017: $8,341,884.00Apr 3, 2019: $8,366,725.00Apr 3, 2019Nov 7, 2019: $8,366,725.00Nov 7, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 7, 2019Amendment$8,366,725$0vs Apr 3, 20191SEC filing
Apr 3, 2019Amendment$8,366,725$24,841vs Jun 15, 20171SEC filing
Jun 15, 2017Amendment$8,341,884$242,804vs Feb 16, 20171SEC filing
Feb 16, 2017Initial$8,099,080No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$54K
Finders' fees
$0
Form D file number
021-280823

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Nov 7, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-RGH, A SERIES OF FORGE INVESTMENTS, LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$1.77M
Beneficial owners
1
ADV minimum commitment
$20K

Reported in Form ADV on Jun 21, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 1882833 · Jun 21, 2024 · Schedule D 7.B.(1), fund 805-2738787048

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Mateo Johnson Executive
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121