Form D · Other Investment Fund

Fund FG-PLP, a series of Forge Investments, LLC

Salt Lake City, UT · CIK 0001780479

Offering snapshot reported May 20, 2022 · SEC filing

Reported sold: $9.85M
Investors reported: 63
Minimum accepted: $100K
First sale: Aug 21, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$9,532,543 → $9,845,793

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 20, 2022	Amendment	$9,845,793	$313,250vs Apr 25, 2022	63	SEC filing
Apr 25, 2022	Amendment	$9,532,543	$102,000vs Dec 7, 2021	63	SEC filing
Dec 7, 2021	Amendment	$9,430,543	$188,864vs Jul 20, 2021	62	SEC filing
Jul 20, 2021	Amendment	$9,241,679	No comparison	Not reported	SEC filing
Jul 7, 2021	Amendment	$8,103,200	No comparison	Not reported	SEC filing
Jun 15, 2021	Amendment	$7,072,119	$256,000vs Mar 24, 2021	54	SEC filing
Mar 24, 2021	Amendment	$6,816,119	$416,908vs Mar 10, 2021	52	SEC filing
Mar 10, 2021	Amendment	$6,399,211	$1,143,555vs Feb 3, 2021	45	SEC filing
Feb 3, 2021	Amendment	$5,255,656	$351,045vs Jan 4, 2021	34	SEC filing
Jan 4, 2021	Amendment	$4,904,611	$893,317vs Sep 24, 2020	31	SEC filing
Sep 24, 2020	Amendment	$4,011,294	$256,000vs Sep 10, 2020	26	SEC filing
Sep 10, 2020	Amendment	$3,755,294	$249,975vs Jul 28, 2020	25	SEC filing
Jul 28, 2020	Amendment	$3,505,319	$437,500vs Jul 2, 2020	24	SEC filing
Jul 2, 2020	Amendment	$3,067,819	$23,760vs Apr 27, 2020	18	SEC filing
Apr 27, 2020	Amendment	$3,044,059	$1,280,357vs Nov 7, 2019	17	SEC filing
Nov 7, 2019	Amendment	$1,763,702	$0vs Oct 2, 2019	13	SEC filing
Oct 2, 2019	Amendment	$1,763,702	$1,716,097vs Aug 22, 2019	13	SEC filing
Aug 22, 2019	Initial	$47,605	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $611K
Finders' fees: $0
Form D file number: 021-347165

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Forge Securities LLC	134596	Forge Securities LLC · CRD 134596

Source: Form D, filed May 20, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-PLP, A SERIES OF FORGE INVESTMENTS, LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value: $13.3M
Beneficial owners: 54
ADV minimum commitment: $20K

Reported in Form ADV on Jun 21, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

EISNERAMPER
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 1882833 · Jun 21, 2024 · Schedule D 7.B.(1), fund 805-5108088306

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii	Director
Jeremy Neilson	Executive
Richard Thoms	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121