Form D · Other Investment Fund

Fund FG-ONJ, a series of Forge Investments, LLC

Salt Lake City, UT · CIK 0001728390

Offering snapshot reported Dec 2, 2020 · SEC filing

Reported sold
$92.6M
Offering amount: $92.6M
Investors reported
118
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Jul 11, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$46.3M$92.6MJan 9, 2019: $15,946,471.00Jan 9, 2019Jan 15, 2019: $16,041,747.00Jan 30, 2019: $16,137,023.00Feb 5, 2019: $18,030,812.00Feb 13, 2019: $18,530,892.00Feb 19, 2019: $19,159,483.00Feb 20, 2019: $19,386,778.00Mar 5, 2019: $19,624,969.00Mar 12, 2019: $19,873,542.00Mar 19, 2019: $21,341,259.00Apr 2, 2019: $25,339,162.00Apr 16, 2019: $30,029,123.00Apr 23, 2019: $30,696,783.00Apr 23, 2019: $31,639,283.00May 2, 2019: $32,985,283.00May 8, 2019: $33,252,248.00May 21, 2019: $35,156,748.00May 28, 2019: $36,880,658.00Jun 11, 2019: $39,192,158.00Jul 2, 2019: $43,073,736.00Jul 2, 2019: $41,031,442.00Jul 5, 2019: $43,947,416.00Jul 18, 2019: $43,947,416.00Jul 23, 2019: $42,005,419.00Jul 31, 2019: $42,831,261.00Aug 13, 2019: $42,885,011.00Aug 20, 2019: $43,290,015.00Sep 25, 2019: $47,019,760.00Oct 3, 2019: $51,974,625.00Oct 9, 2019: $52,292,025.00Nov 7, 2019: $52,292,025.00Nov 13, 2019: $51,284,941.00Dec 31, 2019: $52,586,441.00Jan 8, 2020: $54,284,556.00Jan 29, 2020: $53,317,236.00Feb 5, 2020: $55,507,516.00Mar 5, 2020: $56,579,516.00Mar 11, 2020: $56,674,868.00Mar 13, 2020: $56,674,868.00Mar 26, 2020: $57,868,436.00May 29, 2020: $57,917,804.00Jun 17, 2020: $58,655,070.00Jun 23, 2020: $58,766,777.00Jun 25, 2020: $58,837,303.00Jul 22, 2020: $59,074,953.00Jul 28, 2020: $59,417,753.00Aug 4, 2020: $59,944,253.00Aug 14, 2020: $60,220,253.00Sep 3, 2020: $61,268,253.00Sep 16, 2020: $63,670,671.00Sep 23, 2020: $66,504,421.00Sep 29, 2020: $67,984,361.00Oct 7, 2020: $78,670,821.00Oct 8, 2020: $79,074,021.00Oct 14, 2020: $81,126,021.00Oct 28, 2020: $81,632,021.00Nov 12, 2020: $90,187,127.00Nov 25, 2020: $92,026,150.00Dec 2, 2020: $92,597,288.00Dec 2, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$92,026,150 → $92,597,288
  • Reported investors5 → 118

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 2, 2020Amendment$92,597,288$571,138vs Nov 25, 2020118SEC filing
Nov 25, 2020Amendment$92,026,150$1,839,023vs Nov 12, 20205SEC filing
Nov 12, 2020Amendment$90,187,127$8,555,106vs Oct 28, 2020117SEC filing
Oct 28, 2020Amendment$81,632,021$506,000vs Oct 14, 2020103SEC filing
Oct 14, 2020Amendment$81,126,021$2,052,000vs Oct 8, 2020102SEC filing
Oct 8, 2020Amendment$79,074,021$403,200vs Oct 7, 2020101SEC filing
Oct 7, 2020Amendment$78,670,821$10,686,460vs Sep 29, 202099SEC filing
Sep 29, 2020Amendment$67,984,361$1,479,940vs Sep 23, 202099SEC filing
Sep 23, 2020Amendment$66,504,421$2,833,750vs Sep 16, 202096SEC filing
Sep 16, 2020Amendment$63,670,671$2,402,418vs Sep 3, 202092SEC filing
Sep 3, 2020Amendment$61,268,253$1,048,000vs Aug 14, 202079SEC filing
Aug 14, 2020Amendment$60,220,253$276,000vs Aug 4, 202077SEC filing
Aug 4, 2020Amendment$59,944,253$526,500vs Jul 28, 202076SEC filing
Jul 28, 2020Amendment$59,417,753$342,800vs Jul 22, 202072SEC filing
Jul 22, 2020Amendment$59,074,953$237,650vs Jun 25, 202072SEC filing
Jun 25, 2020Amendment$58,837,303$70,526vs Jun 23, 202072SEC filing
Jun 23, 2020Amendment$58,766,777$111,707vs Jun 17, 202072SEC filing
Jun 17, 2020Amendment$58,655,070$737,266vs May 29, 202072SEC filing
May 29, 2020Amendment$57,917,804$49,368vs Mar 26, 202065SEC filing
Mar 26, 2020Amendment$57,868,436$1,193,568vs Mar 13, 202065SEC filing
Mar 13, 2020Amendment$56,674,868$0vs Mar 11, 202065SEC filing
Mar 11, 2020Amendment$56,674,868$95,352vs Mar 5, 202065SEC filing
Mar 5, 2020Amendment$56,579,516$1,072,000vs Feb 5, 202064SEC filing
Feb 5, 2020Amendment$55,507,516$2,190,280vs Jan 29, 202064SEC filing
Jan 29, 2020Amendment$53,317,236-$967,320vs Jan 8, 202063SEC filing
Jan 8, 2020Amendment$54,284,556$1,698,115vs Dec 31, 201962SEC filing
Dec 31, 2019Amendment$52,586,441$1,301,500vs Nov 13, 201961SEC filing
Nov 13, 2019Amendment$51,284,941-$1,007,084vs Nov 7, 201961SEC filing
Nov 7, 2019Amendment$52,292,025$0vs Oct 9, 201960SEC filing
Oct 9, 2019Amendment$52,292,025$317,400vs Oct 3, 201960SEC filing
Oct 3, 2019Amendment$51,974,625$4,954,865vs Sep 25, 201960SEC filing
Sep 25, 2019Amendment$47,019,760$3,729,745vs Aug 20, 201960SEC filing
Aug 20, 2019Amendment$43,290,015$405,004vs Aug 13, 201959SEC filing
Aug 13, 2019Amendment$42,885,011$53,750vs Jul 31, 201958SEC filing
Jul 31, 2019Amendment$42,831,261$825,842vs Jul 23, 201958SEC filing
Jul 23, 2019Amendment$42,005,419-$1,941,997vs Jul 18, 201954SEC filing
Jul 18, 2019Amendment$43,947,416$0vs Jul 5, 201954SEC filing
Jul 5, 2019Amendment$43,947,416$873,680vs Jul 2, 201954SEC filing
Jul 2, 2019Amendment$43,073,736$2,042,294vs Jul 2, 201954SEC filing
Jul 2, 2019Amendment$41,031,442$1,839,284vs Jun 11, 20193SEC filing
Jun 11, 2019Amendment$39,192,158$2,311,500vs May 28, 201951SEC filing
May 28, 2019Amendment$36,880,658$1,723,910vs May 21, 201950SEC filing
May 21, 2019Amendment$35,156,748$1,904,500vs May 8, 20192SEC filing
May 8, 2019Amendment$33,252,248$266,965vs May 2, 201947SEC filing
May 2, 2019Amendment$32,985,283$1,346,000vs Apr 23, 20191SEC filing
Apr 23, 2019Amendment$30,696,783$667,660vs Apr 16, 201942SEC filing
Apr 23, 2019Amendment$31,639,283$942,500vs Apr 23, 201943SEC filing
Apr 16, 2019Amendment$30,029,123$4,689,961vs Apr 2, 201940SEC filing
Apr 2, 2019Amendment$25,339,162$3,997,903vs Mar 19, 201939SEC filing
Mar 19, 2019Amendment$21,341,259$1,467,717vs Mar 12, 201936SEC filing
Mar 12, 2019Amendment$19,873,542$248,573vs Mar 5, 201936SEC filing
Mar 5, 2019Amendment$19,624,969$238,191vs Feb 20, 201935SEC filing
Feb 20, 2019Amendment$19,386,778$227,295vs Feb 19, 201936SEC filing
Feb 19, 2019Amendment$19,159,483$628,591vs Feb 13, 201934SEC filing
Feb 13, 2019Amendment$18,530,892$500,080vs Feb 5, 201932SEC filing
Feb 5, 2019Amendment$18,030,812$1,893,789vs Jan 30, 201931SEC filing
Jan 30, 2019Amendment$16,137,023$95,276vs Jan 15, 201930SEC filing
Jan 15, 2019Amendment$16,041,747$95,276vs Jan 9, 201933SEC filing
Jan 9, 2019Amendment$15,946,471No comparison32SEC filing
Nov 7, 2018Amendment$14,259,385$71,429vs Oct 31, 201823SEC filing
Oct 31, 2018Amendment$14,187,956$1,448,000vs Oct 17, 201818SEC filing
Oct 17, 2018Amendment$12,739,956$62,857vs Sep 25, 20181SEC filing
Sep 25, 2018Amendment$12,677,099$99,579vs Sep 5, 201814SEC filing
Sep 5, 2018Amendment$12,577,520$12,101,626vs Sep 4, 201815SEC filing
Sep 4, 2018Amendment$475,894-$5,281,277vs Aug 28, 20181SEC filing
Aug 28, 2018Amendment$5,757,171$467,894vs Aug 28, 201813SEC filing
Aug 28, 2018Amendment$5,289,277$3,838,421vs Aug 15, 201812SEC filing
Aug 15, 2018Amendment$1,450,856$276,250vs Aug 7, 20185SEC filing
Aug 7, 2018Amendment$1,174,606$580,350vs Aug 1, 20184SEC filing
Aug 1, 2018Amendment$594,256$46,756vs Jul 11, 20182SEC filing
Jul 11, 2018Initial$547,500No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$4.28M
Finders' fees
$0
Form D file number
021-316570

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Dec 2, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-ONJ, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$212K
Beneficial owners
114
ADV minimum commitment
$20K

Reported in Form ADV on Jan 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 1703988 · Jan 30, 2023 · Schedule D 7.B.(1), fund 805-7461883261

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121