Form D · Other Investment Fund

Fund EQ-JCA, a series of Equidate Investments LLC

Salt Lake City, UT · CIK 0001691680

Offering snapshot reported Dec 11, 2019 · SEC filing

Reported sold
$49.4M
Offering amount: $49.4M
Investors reported
4
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Dec 20, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$24.7M$49.4MDec 22, 2016: $28,575,350.00Dec 22, 2016Aug 10, 2017: $31,257,950.00Aug 10, 2017Aug 23, 2017: $36,307,950.00Sep 19, 2017: $19,201,875.00Nov 5, 2019: $19,201,875.00Dec 11, 2019: $49,404,397.00Dec 11, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$19,201,875 → $49,404,397
  • Reported investors1 → 4

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 11, 2019Amendment$49,404,397$30,202,522vs Nov 5, 20194SEC filing
Nov 5, 2019Amendment$19,201,875$0vs Sep 19, 20171SEC filing
Sep 19, 2017Amendment$19,201,875-$17,106,075vs Aug 23, 20171SEC filing
Aug 23, 2017Amendment$36,307,950$5,050,000vs Aug 10, 20171SEC filing
Aug 10, 2017Amendment$31,257,950$2,682,600vs Dec 22, 20161SEC filing
Dec 22, 2016Initial$28,575,350No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$2.48M
Finders' fees
$0
Form D file number
021-276883

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Dec 11, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-JCA, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$1.91M
Beneficial owners
1
ADV minimum commitment
$20K

Reported in Form ADV on Jun 21, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 1882833 · Jun 21, 2024 · Schedule D 7.B.(1), fund 805-9213679587

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Mateo Johnson Executive
Jeremy Neilson Executive
Erin Rosenthal Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121