Form D · Other Investment Fund

Fund FG-HYN, a series of Forge Investments, LLC

Salt Lake City, UT · CIK 0001719156

Offering snapshot reported Nov 5, 2021 · SEC filing

Reported sold
$5.68M
Offering amount: $5.68M
Investors reported
41
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 14, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.84M$5.68MAug 11, 2021: $5,288,588.00Aug 11, 2021Nov 5, 2021: $5,684,982.00Nov 5, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,288,588 → $5,684,982

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 5, 2021Amendment$5,684,982$396,394vs Aug 11, 202141SEC filing
Aug 11, 2021Amendment$5,288,588No comparisonNot reportedSEC filing
Jul 21, 2021Amendment$4,578,228$2,316,050vs Jan 4, 202130SEC filing
Jan 4, 2021Amendment$2,262,178$83,583vs Dec 30, 202017SEC filing
Dec 30, 2020Amendment$2,178,595-$9,853vs Jul 7, 202016SEC filing
Jul 7, 2020Amendment$2,188,448$327,375vs Dec 3, 201915SEC filing
Dec 3, 2019Amendment$1,861,073$624,868vs Nov 13, 201911SEC filing
Nov 13, 2019Amendment$1,236,205$201,867vs Nov 5, 20198SEC filing
Nov 5, 2019Amendment$1,034,338$0vs Aug 21, 20186SEC filing
Aug 21, 2018Amendment$1,034,338$196,102vs Jun 13, 20186SEC filing
Jun 13, 2018Amendment$838,236$48,570vs Jun 6, 20185SEC filing
Jun 6, 2018Amendment$789,666$210,556vs Dec 20, 20174SEC filing
Dec 20, 2017Amendment$579,110$50,050vs Nov 21, 20173SEC filing
Nov 21, 2017Initial$529,060No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$242K
Finders' fees
$0
Form D file number
021-299274

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Nov 5, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-HYN, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$5.4M
Beneficial owners
50
ADV minimum commitment
$20K

Reported in Form ADV on Jan 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 1703988 · Jan 30, 2023 · Schedule D 7.B.(1), fund 805-6847188774

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Mateo Johnson Executive
Jeremy Neilson Executive
Ade Ojo Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121