Form D · Other Investment Fund

Fund FG-GLS, a series of Forge Investments, LLC

Salt Lake City, UT · CIK 0001719153

Offering snapshot reported Nov 5, 2019 · SEC filing

Reported sold: $1.16M
Investors reported: 13
Minimum accepted: $0
First sale: Nov 16, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 5, 2019	Amendment	$1,164,300	$0vs Jul 18, 2019	13	SEC filing
Jul 18, 2019	Amendment	$1,164,300	$0vs May 1, 2019	13	SEC filing
May 1, 2019	Amendment	$1,164,300	-$215,342vs Oct 4, 2018	13	SEC filing
Oct 4, 2018	Amendment	$1,379,642	$16,858vs Sep 13, 2018	21	SEC filing
Sep 13, 2018	Amendment	$1,362,784	-$628,866vs Sep 12, 2018	20	SEC filing
Sep 12, 2018	Amendment	$1,991,650	-$743,632vs Aug 22, 2018	20	SEC filing
Aug 22, 2018	Amendment	$2,735,282	$47,648vs Jun 14, 2018	14	SEC filing
Jun 14, 2018	Amendment	$2,687,634	$47,666vs Jun 6, 2018	13	SEC filing
Jun 6, 2018	Amendment	$2,639,968	$61,902vs Jun 5, 2018	10	SEC filing
Jun 5, 2018	Amendment	$2,578,066	$77,739vs Feb 8, 2018	9	SEC filing
Feb 8, 2018	Amendment	$2,500,327	$601,796vs Jan 31, 2018	7	SEC filing
Jan 31, 2018	Amendment	$1,898,531	$372,216vs Dec 6, 2017	7	SEC filing
Dec 6, 2017	Amendment	$1,526,315	No comparison	7	SEC filing
Nov 21, 2017	Initial	$600,035	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-299277

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Forge Markets LLC	166555	Forge Markets LLC · CRD 166555

Source: Form D, filed Nov 5, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-GLS, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value: $1.16M
Beneficial owners: 13
ADV minimum commitment: $20K

Reported in Form ADV on Jun 29, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNERAMPER NEW YORK, New York, United States

Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1439884 · Jun 29, 2020 · Schedule D 7.B.(1), fund 805-9314938768

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii	Director
Mateo Johnson	Executive
Jeremy Neilson	Executive
Ade Ojo	Executive
Erin Rosenthal	Executive
Richard Thoms	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121