Form D · Other Investment Fund

Fund FG-CRJ, a series of Forge Investments LLC

Salt Lake City, UT · CIK 0001715179

Offering snapshot reported Dec 16, 2020 · SEC filing

Reported sold
$426K
Offering amount: $426K
Investors reported
18
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Sep 27, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$947K$1.89MOct 3, 2017: $266,805.00Oct 3, 2017Oct 11, 2017: $366,300.00Oct 25, 2017: $533,115.00Nov 21, 2017: $583,110.00Nov 21, 2017: $1,237,500.00Jan 31, 2018: $1,314,000.00Feb 22, 2018: $1,782,175.00Jun 26, 2018: $1,894,175.00Apr 16, 2019: $594,750.00Apr 16, 2019: $594,750.00Apr 16, 2019: $594,750.00Apr 16, 2019: $594,750.00Apr 16, 2019: $594,750.00Aug 20, 2019: $867,170.00Oct 22, 2019: $962,411.00Oct 28, 2019: $1,179,950.00Jul 29, 2020: $411,216.00Aug 4, 2020: $411,216.00Sep 16, 2020: $460,856.00Sep 17, 2020: $411,216.00Dec 16, 2020: $426,483.00Dec 16, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$411,216 → $426,483
  • Reported investors17 → 18

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 16, 2020Amendment$426,483$15,267vs Sep 17, 202018SEC filing
Sep 17, 2020Amendment$411,216-$49,640vs Sep 16, 202017SEC filing
Sep 16, 2020Amendment$460,856$49,640vs Aug 4, 202017SEC filing
Aug 4, 2020Amendment$411,216$0vs Jul 29, 202016SEC filing
Jul 29, 2020Amendment$411,216-$768,734vs Oct 28, 201914SEC filing
Oct 28, 2019Amendment$1,179,950$217,539vs Oct 22, 201914SEC filing
Oct 22, 2019Amendment$962,411$95,241vs Aug 20, 201914SEC filing
Aug 20, 2019Amendment$867,170$272,420vs Apr 16, 201913SEC filing
Apr 16, 2019Amendment$594,750-$1,299,425vs Jun 26, 20181SEC filing
Apr 16, 2019Amendment$594,750$0vs Apr 16, 20199SEC filing
Apr 16, 2019Amendment$594,750$0vs Apr 16, 20199SEC filing
Apr 16, 2019Amendment$594,750$0vs Apr 16, 20199SEC filing
Apr 16, 2019Amendment$594,750-$1,299,425vs Jun 26, 20189SEC filing
Jun 26, 2018Amendment$1,894,175$112,000vs Feb 22, 20188SEC filing
Feb 22, 2018Amendment$1,782,175$468,175vs Jan 31, 20187SEC filing
Jan 31, 2018Amendment$1,314,000$76,500vs Nov 21, 20176SEC filing
Nov 21, 2017Amendment$1,237,500$654,390vs Nov 21, 20175SEC filing
Nov 21, 2017Amendment$583,110$49,995vs Oct 25, 20174SEC filing
Oct 25, 2017Amendment$533,115$166,815vs Oct 11, 20174SEC filing
Oct 11, 2017Amendment$366,300$99,495vs Oct 3, 20174SEC filing
Oct 3, 2017Initial$266,805No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$235K
Finders' fees
$0
Form D file number
021-295876

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Dec 16, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-CRJ, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$6.02M
Beneficial owners
38
ADV minimum commitment
$20K

Reported in Form ADV on Nov 15, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor EISNERAMPER NEW YORK, New York, United States
Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1578004 · Nov 15, 2021 · Schedule D 7.B.(1), fund 805-4884481915

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Mateo Johnson Executive
Jeremy Neilson Executive
Ade Ojo Executive
Erin Rosenthal Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121