Form D · Other Investment Fund

Fund FG-AQP, a series of Forge Investments, LLC

Salt Lake City, UT · CIK 0001738498

Offering snapshot reported Mar 13, 2020 · SEC filing

Reported sold
$6.2M
Offering amount: $6.2M
Investors reported
2
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Apr 30, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.1M$6.2MMay 3, 2018: $5,120,599.00May 3, 2018May 31, 2018: $6,200,587.00Nov 5, 2019: $6,200,587.00Nov 5, 2019Mar 13, 2020: $6,200,587.00Mar 13, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 13, 2020Amendment$6,200,587$0vs Nov 5, 20192SEC filing
Nov 5, 2019Amendment$6,200,587$0vs May 31, 20182SEC filing
May 31, 2018Amendment$6,200,587$1,079,988vs May 3, 20182SEC filing
May 3, 2018Initial$5,120,599No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$54K
Finders' fees
$0
Form D file number
021-311535

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Mar 13, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-ARQ, A SERIES OF FORGE INVESTMENTS, LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$858K
Beneficial owners
11
ADV minimum commitment
$5K

Reported in Form ADV on Apr 6, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Custodian BANK OF AMERICA SAN FRANCISCO, California, United States Related to adviser: No
Custodian SHAREWORKS SAN FRANCISCO, California, United States Related to adviser: No
Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER
PCAOB 274

BANK OF AMERICA
LEI 9DJT3UXIJIZJI4WXO774

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 2092059 · Apr 6, 2026 · Schedule D 7.B.(1), fund 805-1992478781

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121