Form D · Private Equity Fund

Fuller Private Equity Fund, LP

Pasadena, CA · CIK 0001626445

Offering snapshot reported Dec 9, 2019 · SEC filing

Reported sold
$1.4M
Offering amount: $1.4M
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 24, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$701K$1.4MDec 16, 2014: $400,000.00Dec 16, 2014Dec 16, 2015: $401,300.00Dec 16, 2015Dec 15, 2016: $1,402,200.00Dec 15, 2016Dec 10, 2018: $1,402,200.00Dec 10, 2018Dec 9, 2019: $1,402,200.00Dec 9, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 9, 2019Amendment$1,402,200$0vs Dec 10, 20181SEC filing
Dec 10, 2018Amendment$1,402,200$0vs Dec 15, 20161SEC filing
Dec 15, 2016Amendment$1,402,200$1,000,900vs Dec 16, 20151SEC filing
Dec 16, 2015Amendment$401,300$1,300vs Dec 16, 20141SEC filing
Dec 16, 2014Initial$400,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-230201
Class B Limited Partnership Interests. The minimum amount reflected in Item 11 may be waived or modified by the General Partner.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANone

Source: Form D, filed Dec 9, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FULLER PRIVATE EQUITY FUND, LP

Investment adviser: FULLER INVESTMENT MANAGEMENT COMPANY

Gross asset value
$348K
Beneficial owners
8
ADV minimum commitment
$250K

Reported in Form ADV on Sep 4, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB BANK FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHN REZNICK LLP WOODLAND HILLS, California, United States
Custodian EAST WEST BANK PASADENA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHN REZNICK LLP
PCAOB 596

EAST WEST BANK
LEI F28JOQ8OBWCFUYM0UX9

Filing source

Form ADV 1899747 · Sep 4, 2024 · Schedule D 7.B.(1), fund 805-6376091675

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel L. Cooper Director, Executive, Promoter
N/A Fuller Investment Management Company Executive, Promoter
Thomas Harbolt Director, Executive, Promoter
Martin Liu Director, Executive, Promoter
Evan Pan Director, Executive, Promoter
Mark Wentzien Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
385 E. Colorado Blvd., Suite 250
Pasadena, CA, 91101