Form D · Hedge Fund
Fulcrum Convertible Arbitrage Fund LLC
St. Louis, MO · CIK 0001494082
Offering snapshot reported Jun 14, 2012 · SEC filing
- Reported sold
- $3.15M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Apr 27, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 14, 2012 | Amendment | $3,149,985 | $0vs Jun 13, 2011 | 5 | SEC filing |
| Jun 13, 2011 | Amendment | $3,149,985 | $500,000vs Jun 23, 2010 | 5 | SEC filing |
| Jun 23, 2010 | Amendment | $2,649,985 | $0vs Jun 16, 2010 | 4 | SEC filing |
| Jun 16, 2010 | Initial | $2,649,985 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.57K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-143586
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Fulcrum Securities, Inc. | 140084 | Fulcrum Securities, Inc. · CRD 140084 |
Source: Form D, filed Jun 14, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Patrick J. Kearns | Executive |
| Michael Charles Kissinger | Executive |
| Cynthia D. Lyons | Executive |
| Donald C. Megliola | Executive |
| John Noddings | Director, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:St. Louis, MO, 63146